Search for: "Financial Recovery Services Inc"
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25 Nov 2013, 1:38 pm
Chasnan, Inc., Judge Jolly ruled that there is no statutory basis for the recovery of the designation fee as a cost. [read post]
5 Jan 2018, 7:29 am
Costa Financial Securities, Inc was expelled from FINRA in March of 2008. [read post]
28 Jun 2019, 10:59 am
In November 2017, the CFTC ordered Cargill Inc., a global agricultural, commodity and financial services business headquartered in Minnesota, and its business, Cargill Risk Management, to pay a $10 million civil monetary penalty for violating the Commodity Exchange Act and CFTC regulations. [read post]
22 Sep 2009, 5:08 am
Client Services, Inc., 257 F.R.D. 699, 700 (S.D.Fla. 2009). [read post]
9 Aug 2018, 11:48 am
The decision in Phone Recovery Services, LLC. v. [read post]
9 Aug 2014, 6:41 am
The law offices of Gana LLP has recently filed securities arbitration case on behalf of an investor against UBS Financial Services, Inc. and UBS Financial Services, Inc. of Puerto Rico (UBS) involving allegations that UBS’ misleading sales tactics and inappropriate recommendations surrounding Puerto Rico bonds in the Claimant’s portfolio. [read post]
27 Feb 2017, 12:46 pm
The Supreme Court issued multiple decisions relating to the FCA, including one—Universal Health Services, Inc. v. [read post]
6 Dec 2021, 12:36 pm
UBS Financial Services Inc. [read post]
6 Jul 2022, 8:44 am
GWG, a financial services company, created L Bonds, financial instruments that pooled the money of investors to buy life insurance policies on the secondary market. [read post]
6 Nov 2012, 1:27 am
Readers may recall that the Supreme Court’s decision in Ameriprise Financial, Inc. v. [read post]
27 Feb 2020, 7:59 am
According to BrokerCheck records, Lowder was formerly registered with FINRA member firm MSI Financial Services, Inc. [read post]
14 Apr 2011, 2:12 pm
The article discusses a service offered by a New Jersey financial technology company called LiquidClaims, Inc. [read post]
9 Jul 2015, 11:27 am
Our attorneys draw on a combined experience of nearly 65 years in delivering the highest quality legal services. [read post]
13 Sep 2019, 1:01 pm
UBS Lawsuit reportedly involves Bill Hightower According to the Financial Industry Regulatory Authority (FINRA), a FINRA panel ordered UBS Financial Services Inc. to pay $555,000 to an elderly Texas widow for investment losses in her individual retirement accounts due to allegedly unsuitable investments. [read post]
2 Nov 2016, 12:56 pm
., Inc., C.A. [read post]
26 Jan 2022, 9:17 am
” The American Bankers Association, American Financial Services Association, California Financial Services Association, and Consumer Bankers Association filed a joint amicus brief in Pulliam in which they argue that if the California Supreme Court chooses to go beyond the question of whether the Holder Rule’s cap applies to attorney’s fees, it should also hold that Section 1459.5 is preempted. [read post]
2 Feb 2023, 12:22 pm
Sporn knew these laboratories would use these doctors’ orders to bill Medicare for medically unnecessary goods and services. [read post]
7 Feb 2020, 11:41 am
According to BrokerCheck records, Armstrong was formerly registered with The Financial Industry Regulatory Authority (FINRA) member firm Raymond James Financial Services, Inc (Raymond James). [read post]
24 Feb 2012, 2:44 pm
Department of Justice website Vallett “was a financial advisor who owned his own firm in Brentwood, Tennessee and offered various financial services, including investment advice and 401(k) management.” [read post]
20 Feb 2015, 5:30 am
Highlights include: o Enhanced Premium Component Summary Chart o Enhanced Financial Data Reporting Workflow Diagram o Clarification on loss reporting to include subrogation and other recoveries • For more details, refer to the 2015 Financial Season article, located on the Financial Data page at ncci.com. [read post]
