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26 Apr 2012, 2:00 am
The bill would also define “total compensation” and require disclosure of the total compensation paid to each member of the board of directors, the principal executive officer, the principal financial officer, and the three most highly compensated executive officers, other than the principal executive officer and principal financial officer, of the corporation who are not members of the board of directors. [read post]
6 Oct 2019, 10:19 am
Volpe, formerly registered with First Financial Equity Corporation (First Financial) and LPL Financial LLC (LPL Financial) was subject to an investigation by The Financial Industry Regulatory Authority (FINRA) over these allegations. [read post]
9 Sep 2018, 7:16 am
According to BrokerCheck records financial advisor Joseph Yanofsky (Yanofsky), currently associated with First Financial Equity Corporation (First Financial), has been subject to eight customer complaints, one regulatory action, and one employment separation for cause. [read post]
10 Nov 2015, 11:55 am
The post California Social Purpose Corporation: An Overview appeared first on Nonprofit Law Blog. [read post]
12 Feb 2018, 3:31 am
It further proposes that financial services corporations that fail to meet the target be penalised for their failure to do so and that achieving these targets be made a conditions for the licensing of financial institutions. [read post]
16 Jan 2024, 9:59 am
However, the court notes that Aronoff has over 35 years of professional experience, mostly in the financial services industry. [read post]
14 Apr 2020, 8:00 pm
As was the case in the wake of the global financial crisis of 2007/2008, GPs’ first instincts will be to pare back, assess risk and stabilise their portfolios. [read post]
13 Sep 2019, 5:50 am
Kilpatrick Chair of Corporate Finance and Securities Law at the University of Georgia School of Law. [read post]
22 Jan 2010, 6:00 am
This problem, first highlighted in a book and accompanying articles that Jesse Fried and I published five years ago,2 has become widely recognized in the aftermath of the financial crisis. [read post]
12 Apr 2022, 6:05 am
The post How Strengthening the Corporate Transparency Act Can Help the IRS Follow the Money appeared first on Just Security. [read post]
2 Nov 2022, 2:02 am
The post Five Practical Suggestions to Improve Pay Equity appeared first on HR Daily Advisor. [read post]
2 Nov 2022, 2:02 am
The post Five Practical Suggestions to Improve Pay Equity appeared first on HR Daily Advisor. [read post]
31 Jan 2022, 11:41 am
“Financial services firms are not government actors and, as such, the First Amendment is not implicated in this situation. [read post]
1 Feb 2018, 8:30 am
Did your financial advisor recommend investing in Sierra Income Corporation? [read post]
26 Dec 2009, 7:48 am
First, both the UK unitary board structure and the Combined Code of the FRC remain fit for purpose. [read post]
27 Jun 2011, 5:00 am
First, NASAA attacks the failure to define the term “private equity fund. [read post]
30 Aug 2009, 10:55 am
First, it recommends that the government eschew its voting common equity, and even its non-voting preferred shares, in favor of frozen options. [read post]
6 Sep 2018, 6:39 am
First, there is the normative argument based on equity and fairness, which suggests that women and men should have an equal opportunity to attain leadership positions, including corporate board memberships. [read post]
23 Sep 2013, 12:51 pm
The analysis shows that industry leaders in the first quintile based on their relative CDP scores, provide a higher return on equity (+5.2%), more stable cash flow generation (+18.1%) and higher dividend growth (+1.6%). [read post]
25 Nov 2007, 3:56 pm
" After discussing how several private equity buyout deals have unraveled, it offers an interesting observation:What happens to private equity may be a leading indicator of how the crisis in the financial system will affect the rest of the business world, both because private-equity deals are so dependent on large amounts of debt, and because many of the shrewdest judges of corporate value work for private-equity funds. [read post]
