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8 May 2024, 7:20 pm by The White Law Group
The first involved aiding and abetting the illegal activity of a customer, Gibraltar Global Securities. [read post]
11 Feb 2024, 8:55 am by Staff Attorney
  From September 2014 through October 2018 Benitez was associated with SunTrust Investment Services, Inc. [read post]
25 Jan 2024, 6:06 pm by The White Law Group
Further, a report this month from real estate data firm CoStar Group Inc indicated that the U.S. office vacancy rate hit a new high of 12.9% in the first quarter. [read post]
27 Dec 2023, 6:09 pm by The White Law Group
The programs included the following investments, Strategic Storage Trust Inc.; Griffin-American Healthcare REIT III Inc.; FS KKR Capital Corporation III; American Realty Capital Trust V Inc.; American Realty Capital Healthcare II Inc.; Walton US Land Fund 3 LP; NorthStar Healthcare Income; CION Investment Corp; and Griffin Capital Essential Asset REIT II. [read post]
28 Sep 2023, 12:22 pm by The White Law Group
              The post Alternative Investment Losses appeared first on The White La [read post]
28 Jul 2023, 1:02 pm by The White Law Group
Woods of Livingston Group Asset Management Company d/b/a Southport Capital, and Horizon Private Equity, III, LLC was allegedly running an extensive ponzi scheme. [read post]
9 May 2023, 9:01 pm by renholding
First, the rule allows voting stockholders to make their own ad hoc choice of nominees from the slates proposed by management, on one hand, and by the nominating stockholder, on the other. [read post]
13 Feb 2023, 5:59 am by Kevin LaCroix
This guest post explores such risks and considers how private equity policyholders and their insurers can brace for the metaphorical storm on the horizon. [read post]
1 Feb 2023, 9:05 pm by renholding
  As overall M&A slowed considerably in the latter half of the year in particular, healthcare remained a bright spot, with the announcements of two transactions over $15 billion (Johnson & Johnson’s $16.6 billion acquisition of Abiomed and Amgen’s $27.8 billion acquisition of Horizon Therapeutics) and an additional six deals over $3 billion. [read post]
In 2021 and 2022, as the market continued to focus increasingly on environmental, social, and governance (“ESG”) issues, government financial regulators across many independent agencies strongly indicated that increased enforcement relating to ESG is on the horizon, while private plaintiffs filed novel securities class actions based on ESG issues. [read post]
10 Aug 2022, 6:45 pm by Race to the Bottom
Schwab’s robo-advisers operate by weighing an investor’s time horizon, financial goals, and risk tolerance against the unpredictable forces of asset class performance, market volatility, and market conditions to automatically recommend a portfolio. [read post]
25 May 2022, 9:01 pm by Richard Zelichov and Trevor T. Garmey
  It emphasized that issuers may have “disclosure obligations under the federal securities laws” for any “direct or indirect impact[s]” of the invasion on operations, liquidity, supply chain, or assets. [read post]
29 Dec 2021, 12:00 pm by Kevin LaCroix
In the US, for example, the Securities and Exchange Commission has flagged it is likely to introduce new rules on climate-risk disclosures for companies in the second half of 2021. [read post]
27 Dec 2021, 6:50 am by Zamansky LLC
Inc. in Atlanta, and Livingston Group Asset Management d/b/a Southport Capital. [read post]