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7 May 2024, 9:31 am by Daniel M. Kowalski
His friend James Madison is very keen to invest in this startup and become a shareholder, and manage the company on Thomas’s behalf as its CEO. [read post]
7 May 2024, 7:35 am by The White Law Group
Royal Alliance was the first of eight firms to rebrand to the Osaic Wealth(CRD #23131) name. [read post]
2 May 2024, 12:35 pm by The White Law Group
Investor Disputes Filed against RBC September 2017 An all-public FINRA arbitration panel awarded $212,000 to the estate of a former RBC Wealth Management client, Hazel Kitzman, who alleged negligence and elder abuse by the firm. [read post]
1 May 2024, 10:16 pm by The White Law Group
Additionally, Kabir Sethi, LPL’s managing director and chief product officer, departed from the company on March 31, 2024. [read post]
22 Apr 2024, 1:11 pm by Kevin LaCroix
Given the potential for the return of significant IPO activity, it is worth noting that IPO transactions entail certain risks, including in particular for the IPO companies’ private equity backers, as discussed in the following guest post written by Michelle Grimaldi, Assistant Vice President, Claims, Fair American Insurance and Reinsurance Company; Elan Kandel, Member, Bailey Cavalieri LLC; and James Talbert, Associate, Bailey Cavalieri LLC. [read post]
12 Apr 2024, 11:27 am by Rosalie Chen
Guggenheim Securities LLC (Guggenheim Securities) and Guggenheim Partners Investment Management LLC (GPIM) agreed to pay a $15 million penalty. [read post]
12 Apr 2024, 4:47 am by Chris Castle
Another liability limitation is the touring company LLC, so talk to your business manager about that. [read post]
Ultimately, the court held, “an LLC may bring direct litigation against a member-manager under exceptional circumstances with the consent of all disinterested member-managers. [read post]
20 Mar 2024, 1:49 pm by Rachel Casper
 has more than 15 years of experience in business formation, contract negotiation, tech startups, and corporations and LLCs. [read post]
19 Mar 2024, 2:04 pm by vforberger
The employees of these entities and their managers have no religious training or requirements. [read post]
18 Mar 2024, 6:00 am by Sherica Celine
Wilson , TAYLOR ENGLISH DUMA LLP AND FINCEN REPORT COMPANY This article discusses the New York LLC Transparency Act (LTA). [read post]
15 Mar 2024, 4:00 am by Jim Sedor
State business filings show Efficient Private Protection and Security LLC is owned by Brenda Grisham, who also serves as one of two principal officers for the recall campaign, Save Alameda For Everybody. [read post]
13 Mar 2024, 1:50 pm by Ben Luftman
Founder Benjamin Luftman is a nationally recognized OVI attorney who routinely speaks on Ohio DUI law’s complexities— particularly regarding breathalyzer accuracy, sobriety testing, and lawful conduct during traffic stops. [read post]
11 Mar 2024, 8:49 am by James A. Holt and Brianna Schmid
  Indeed, data made available by the National Labor Relations Board (NLRB) shows that, in just the first few months of the current fiscal year, the number of union representation cases, or so-call “R-cases,” filed with the NLRB is on a meteoric rise – indicating that recent trends with respect to union organization efforts may be amplifying. [read post]