Search for: "First Street Commodity Company"
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31 Dec 2015, 10:43 am
The decision comes as a defeat for those who argue protection should not be granted if the individual does not first approach the government with their concerns. [read post]
7 Apr 2016, 10:08 am
The Wall Street Journal reports that the situation is so dire that many have resorted to stealing water, which one erstwhile thief explains is “like gold. [read post]
8 Aug 2023, 9:31 am
He can be reached at 617-823-3217 or Jeff@JeffNewmanLaw.com The post 11 Wall Street firms charged by SEC with widespread recordkeeping failures penalties total $289 million appeared first on Jeff Newman Law. [read post]
14 Jun 2016, 8:19 am
According to the Wall Street Journal, the Libyan coast guard has retaken the Sirte port, while forces under the command of unity government defense minister Col. [read post]
IN JON CORZINE FIRM’S BANKRUPTCY, regulators look for the missing client money: “The revelation of …
1 Nov 2011, 7:35 am
If that was the case, it could violate a fundamental tenet of Wall Street regulation: Customers’ funds must be kept separate from company money.” [read post]
IN JON CORZINE FIRM’S BANKRUPTCY, regulators look for the missing client money: “The revelation of …
1 Nov 2011, 7:35 am
If that was the case, it could violate a fundamental tenet of Wall Street regulation: Customers’ funds must be kept separate from company money.” [read post]
14 Jun 2012, 7:01 pm
Speaking at Compliance Week's yearly conference, Commodity Futures Trading Commission's Whistleblower Office Director Vincente Martinez said that personnel in corporate compliance should have an understanding of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act's anti-retaliation provisions that are part of its whistleblower requirements. [read post]
4 Apr 2018, 11:28 am
There have been a number of regulatory updates in the first quarter of the year in the digital asset space. [read post]
26 Mar 2019, 1:20 pm
The Commodities Future Trading Commission (CFTC) “waged an unusual campaign to get Blackstone to unwind its bet on the credit-default swap”, according to the Journal. [read post]
20 Oct 2012, 2:37 pm
They first earn fees for creating insurance companies to take over those annuity contracts from the insurance companies. [read post]
1 Mar 2016, 3:20 pm
What’s our first question? [read post]
19 Apr 2024, 2:45 pm
The energy and commodities trading holding company held $63.4 billion in assets before its stocks tanked. [read post]
30 May 2013, 12:23 pm
It is more than just a commodity. [read post]
10 Sep 2010, 7:05 am
In fact, the next sentence makes clear that Deutsche Bank is mostly hedging its own bets: “For example, we may become subject to position limits on certain commodities, including commodities included in the Index. [read post]
16 Jan 2024, 12:04 pm
The SEC noted the whistleblower reported to the SEC only after repeatedly reporting its concerns to the company. [read post]
27 Apr 2017, 10:13 am
Under these changes, any cross-border voting investments of 10% or more in, or by, private funds will be subject to BEA reporting only if such investments involve, directly or indirectly, a direct investment in an “operating company” that is not another private fund or a holding company. [read post]
23 Aug 2011, 8:55 am
In what may be the first published SEC staff comments to a company regarding the Volcker rule, the staff asked Northern Trust Corporation to provide additional explanation of foreign currency trading on behalf of its clients. [read post]
20 Jul 2018, 12:07 pm
The firm may represent investors in cases against companies mentioned in this blog. [read post]
21 Dec 2017, 1:03 pm
The powerful substance is not a new commodity, though its popularity has skyrocketed over the last couple of years. [read post]
30 Jul 2010, 8:00 am
The statute of limitations for whistleblowers reporting violations of commodities laws to the CFTC is a more moderate two year period. [read post]
