Search for: "Frank Cain"
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12 Jan 2024, 10:29 am
Cain, Chief of the SEC Division of Enforcement’s FCPA Unit. [read post]
4 Oct 2023, 11:10 am
Under the Dodd-Frank Act, violations of the FCPA are covered under the SEC Whistleblower Program. [read post]
10 Aug 2023, 8:47 am
To my great delight, I was asked to review Jan Broekman's brilliant new work, Knowledge in Change: The Semiotics of Cognition and Conversation (Springer Nature, 2023). [read post]
16 May 2023, 9:32 am
Under the Dodd-Frank Act, violations of the FCPA are covered through the SEC Whistleblower Program. [read post]
23 Dec 2022, 1:16 pm
Cain Jr., didn’t simply say “Let’s Go Brandon. [read post]
18 Nov 2022, 6:30 am
Bebchuk, Kobi Kastiel, Anna Toniolo (Harvard Law School), on Monday, November 14, 2022 Tags: Corporate disputes, Mergers & acquisitions, Poison pills, Stakeholders, Twitter SEC Finalizes New Clawback Rules Posted by Mike Kesner, Lane Ringlee, Pay Governance LLC, on Tuesday, November 15, 2022 Tags: Clawbacks, Compensation disclosure, Dodd-Frank Act, Financial reporting, SEC, SEC rulemaking Does Voluntary Financial Disclosure Matter? [read post]
18 Nov 2022, 6:30 am
Bebchuk, Kobi Kastiel, Anna Toniolo (Harvard Law School), on Monday, November 14, 2022 Tags: Corporate disputes, Mergers & acquisitions, Poison pills, Stakeholders, Twitter SEC Finalizes New Clawback Rules Posted by Mike Kesner, Lane Ringlee, Pay Governance LLC, on Tuesday, November 15, 2022 Tags: Clawbacks, Compensation disclosure, Dodd-Frank Act, Financial reporting, SEC, SEC rulemaking Does Voluntary Financial Disclosure Matter? [read post]
29 Sep 2022, 8:34 am
In 2010, the Dodd-Frank Act (DFA), which established the SEC Whistleblower Program, added whistleblower provisions to the FCPA. [read post]
16 Jul 2022, 6:19 am
Frank in "Sarah Palin Has Long Been Ridiculed. [read post]
25 Feb 2022, 1:55 pm
In 2010, the Dodd-Frank Act, which established the SEC Whistleblower Program, added whistleblower provisions to the FCPA. [read post]
27 Aug 2021, 4:00 am
Frank Artiles. [read post]
26 Aug 2021, 4:00 am
Campaign Finance Illinois: “Cryptocurrency Expands into Illinois Politics as Candidate Accepts Bitcoin Donations” by John Kielman (Chicago Tribune) for Bloomington Pantagraph Virginia: “Virginia, an ‘Outlier’ on Campaign Finance Reform, Considers New Restrictions” by Andrew Cain (Richmond Times-Dispatch) for St. [read post]
7 Apr 2021, 12:23 pm
Cain Jr., 90, of Canton, Michigan, died January 11, 2021. [read post]
18 Jan 2021, 4:15 pm
The Rules implement Section 13(q) of the Securities Exchange Act of 1934, which Congress enacted in 2010 as part of the Dodd-Frank Act. [read post]
10 Jan 2021, 2:23 pm
Through the related action provisions of the Dodd-Frank Act, whistleblowers are also entitled to monetary awards for enforcement actions carried out by other agencies when the related actions are based on the same original information. [read post]
10 Jan 2021, 2:23 pm
Through the related action provisions of the Dodd-Frank Act, whistleblowers are also entitled to monetary awards for enforcement actions carried out by other agencies when the related actions are based on the same original information. [read post]
24 Jan 2020, 1:00 am
Nessim MezrahiIn the following guest post, Nessim Mezrahi, takes a look at event analysis, price impact, and damages in securities class action lawsuits. [read post]
13 Dec 2019, 6:00 am
Cain, Wachtell, Lipton, Rosen & Katz, on Tuesday, December 10, 2019 Tags: Boards of Directors, Corporate culture, ESG, Firm performance, Institutional Investors, Long-Term value, Risk oversight, Shareholder primacy, Short-termism, Stakeholders, Sustainability U.S. [read post]
22 Nov 2019, 5:51 am
Cain (University of California, Berkeley), and Jonathon Zytnick (Columbia University), on Tuesday, November 19, 2019 Tags: Agency model, ESG, Institutional Investors, Management, Proxy advisors, Retail investors, Shareholder proposals, Shareholder voting, Small firms Entire Fairness Review of Tesla CEO Compensation Posted by Robert A. [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]
