Search for: "Frank Gari"
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30 Mar 2012, 5:12 pm
In a letter to CFTC Chair Gary Gensler, House and Senate oversight committee chairs expressed concern that the breadth of the proposed rule further defining swap dealers will result in the registration of many entities that Congress never intended to be regulated as dealers. [read post]
13 Jun 2011, 11:23 am
In a letter to CFTC Chair Gary Gensler, Chairman Lucas noted that some Dodd-Frank derivatives provisions will become effective before the regulations establishing a comprehensive oversight regime have been adopted.Market participants are concerned that the CFTC’s failure to identify which Dodd-Frank provisions take effect on July 16 and which will not has already raised a multitude of legal and pragmatic questions and complexities. [read post]
16 Feb 2011, 5:26 pm
In a bi-partisan letter to SEC Chair Mary Schapiro and CFTC Chair Gary Gensler, key Senators said that it is critical that the commercial end user exemption provided both in Sections 723 and 763 of Dodd-Frank be implemented consistently with Congressional intent, which is that margin requirements should not be applied to the end users of OTC derivatives. [read post]
22 Jan 2018, 6:35 am
To assist with this, Fletcher, Heald & Hildreth’s Dan Kirkpatrick, Frank Montero, and Scott Johnson, were joined by the FCC’s Bobby Baker and Gary Schonman to present, in collaboration with the Colorado Broadcasters Association, a webinar on the FCC’s political broadcasting rules. [read post]
15 Dec 2010, 5:00 am
Gary Kleinrichert, Senior Managing Director FTI Consulting Section 922 of Dodd-Frank provides an expanded whistleblower program that allows the whistleblower to get part of the money paid to the SEC for the violation. [read post]
22 Dec 2010, 11:39 am
The possible legislative delay of Dodd-Frank regulations was heralded by an earlier letter from Financial Services Committee Chair Spencer Bachus (Rp-AL) to SEC Chair Mary Schapiro and CFTC Chair Gary Gensler stating that Congress will consider legislation to delay the statutory deadlines in Dodd-Frank if that will allow the SEC and CFTC to move deliberately and carefully to ensure that the derivatives regulatory regime is correctly implemented. [read post]
31 Jul 2020, 7:33 am
On July 30, Fletcher, Heald & Hildreth attorneys, Frank Montero and Dan Kirkpatrick, along with the FCC’s political programming experts, Bobby Baker, Gary Schonman, and Sima Nilsson, discussed the requirements and latest developments in the FCC’s political broadcasting rules, including equal time, lowest unit rates, PAC ads, BCRA, and record keeping. [read post]
28 Feb 2022, 9:06 am
On February 24, 2022, Fletcher, Heald & Hildreth attorneys Frank Montero and Sara Hinkle teamed up with Bobby Baker, Gary Schonmen, and Sima Nilsson of the FCC’s Political Programming Staff to present a webinar on the FCC’s political broadcasting rules. [read post]
15 Feb 2013, 10:15 am
CFTC Chair Gary Gensler noted that the European Union, with the recent enactment of EMIR, and Canada and Japan are completing the erection of derivative regulatory regimes, with these markets, along with the U.S., accounting for around 85-90 percent of worldwide derivatives transactions.Chairman Walter favorably mentioned substitute compliance. [read post]
SEC and CFTC Receive Funding Increase in House Resolution to Help Them Carry Out Dodd-Frank Mandates
9 Dec 2010, 8:39 am
The House matched the President’s request with a $261 million appropriation for the CFTC.At recent hearings, CFTC Chair Gary Gensler told the Senate Banking Committee that the CFTC requires additional resources to enhance its surveillance program, prevent market disruptions, and implement the Dodd-Frank Act. [read post]
23 Feb 2023, 9:29 am
I'm filing an amicus today on behalf of First Amendment scholars:Enrique Armijo, Professor of Law, Elon University School of Law Lisa Pondrom Ramsey, Professor of Law, University of San Diego School of Law Rebecca Tushnet, Frank Stanton Professor of First Amendment Law, Harvard Law School John Villasenor, Professor of Law and Electrical Engineering, UCLA; Founder and Faculty Co-Director, UCLA Institute for Technology, Law and Policy Eugene Volokh, Gary T. [read post]
17 May 2011, 6:10 am
In a letter to CFTC Chair Gary Gensler and banking regulators, the Senators asked the Commission to reconsider the extraterritorial application of these requirements in a way that is consistent with Congressional intent regarding the territorial scope of the new Dodd-Frank regulatory framework for derivatives. [read post]
13 Oct 2009, 2:16 pm
On October 13, 2009, Arctic Glacier International (“AGI”) and three of its former executives, Frank Larson (former senior VP of operations), Keith Corbin (former VP of sales), and Gary Cooley (former VP of sales and marketing), pled guilty for their role in a conspiracy to allocate customers of packaged-ice in the Detroit metropolitan area and southeastern Michigan. [read post]
4 Aug 2011, 9:24 am
HR 2682 clarifies that end-users employing derivatives to hedge legitimate business risk are exempt from posting margin, consistent with the Congressional intent of Dodd-Frank. [read post]
4 Aug 2011, 9:24 am
HR 2682 clarifies that end-users employing derivatives to hedge legitimate business risk are exempt from posting margin, consistent with the Congressional intent of Dodd-Frank. [read post]
14 Mar 2011, 6:30 pm
Gary Peters (D-MI) said that private equity firms are not generally liquid and not highly leveraged, and thus do not pose a systemic risk. [read post]
14 Feb 2011, 2:18 pm
The Coalition for Derivatives End-Users believes that the Dodd-Frank Act does not provide regulators with the authority to impose margin on end-users.While CFTC Chairman Gary Gensler has indicated that his intent is not to impose margin directly on non-financial end-users, the Coalition remains concerned that the CFTC and other prudential regulators might attempt to impose margin indirectly on end-users, through counterparties or otherwise. [read post]
22 Jan 2008, 2:02 pm
Wasserman, Managing Partner, Sutherland Asbill & Brennan (substituted for by Executive Partner Tom Gick on Day 2) Gary M. [read post]
8 Dec 2011, 12:09 pm
In Franks, a man – Gary Franks - was employed as the water and street superintendent for 33 years. [read post]
20 Aug 2012, 6:59 pm
Gary S.P. [read post]
