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21 Jul 2011, 10:06 am
Too often missing in today's discussions of Dodd-Frank's one-year anniversary is appreciation of efforts by CFTC and SEC leadership to build from scratch the effective new whistleblower programs mandated by Dodd-Frank. [read post]
18 Jan 2021, 11:30 am
On January 18, President-elect Joe Biden announced Gary Gensler as his nomination to be the next Chairman of the U.S. [read post]
13 Apr 2011, 8:43 am
Agreeing with Chairman Schapiro, CFTC Chair Gary Gensler said that differences in SEC and CFTC derivatives regulations are sometimes driven by statute and sometimes by market practices. [read post]
29 Nov 2010, 5:24 pm
Referencing the holiday movie It's A Wonderful Live, CFTC Chair Gary Gensler said that in passing the Dodd-Frank Act, Congress determined that it is incumbent upon regulators to update to the reality that we no longer live in George Bailey’s pre-derivatives originate and hold time. [read post]
8 Nov 2014, 2:07 pm
Yale educated Magistrate Judge Gary R. [read post]
19 Jan 2011, 11:53 am
CFTC Chair Gary Gensler noted that the study provides a basis on which the regulators can move forward with the required rule-writing to carry out the Dodd-Frank mandate, particularly noting that the study helps prevent regulatory arbitrage by covering both the cash and derivatives markets.As a preliminary matter, the Council suggested that the new Office of Financial Research established by Dodd-Frank could assist regulators in enforcing the Volcker Rule‘s… [read post]
18 May 2008, 8:26 am
Some quotes:A former FBI informant implicated by multiple witnesses in the slaying of a man in a Gary tavern five years ago could soon walk out of prison. [read post]
10 Oct 2011, 12:25 pm
Earlier, Capital Markets Subcommittee Chair Scott Garrett (R-NJ) sent a letter to CFTC Chair Gary Gensler stating that Title VII rules are being proposed by the SEC and CFTC without apparent coordination. [read post]
7 Mar 2011, 4:48 am
Remember last year when Frank Barron left Cravath for Morgan Stanley? [read post]
8 Jun 2012, 9:08 am
CFTC’s Gensler Touts Central Clearing BenefitsIn a speech yesterday at the Sandler O’Neill Global Exchange & Brokerage Conference, CFTC Chairman Gary Gensler spoke about the commission’s progress in implementing new rules mandated by the Dodd-Frank Act, while providing details on the gradual implementation of central clearing for over-the-counter (OTC) derivatives. [read post]
3 May 2013, 2:36 pm
The legislation is not a radical departure from the reforms effected by the Dodd-Frank Act, and will not ``blow a hole in the bottom of Dodd-Frank. [read post]
22 Dec 2011, 2:00 am
The rule, named for former Federal Reserve Chairman Paul Volcker, is required by the 2010 Dodd-Frank Act. [read post]
14 Mar 2011, 4:15 pm
Recent public comments indicate that the CFTC is failing to adequately conduct cost-benefit analysis required by the Commodity Exchange Act or the principles of a recent Executive Order in adopting regulations to implement the derivative provisions of Title VII of Dodd-Frank, one of the most significant regulatory overhauls in decades, said House Agriculture Committee Chair Frank Lucas (R-OK) and Commodities Subcommittee Chair Mike Conaway (R-TX). [read post]
13 Mar 2007, 12:31 pm
In yesterday's FT, Gary Hufbauer and Theodore Moran argue against the inclusion of requirements for core labor standards in fast track legislation: US congressional Democrats, led by Sandy Levin and Barney Frank, are insisting that core labour standards promoted by the United Nations' International Labour Organisation be included in forthcoming trade agreements as part of a "grand bargain". [read post]
14 Oct 2011, 6:08 pm
It is critically important that derivatives regulatory efforts be coordinated and consistent cross-border, emphasized CFTC Chair Gary Gensler. [read post]
26 Feb 2022, 9:03 pm
Frank Yiannas, Deputy Commissioner, Food Policy and Response for the Food and Drug Administration (FDA); Sandra Eskin, Deputy Under Secretary for Food Safety for the U.S. [read post]
30 Nov 2011, 6:33 pm
Michael Grimm (R-NY) and Gary Peters (D-MI), passed by voice vote.The Dodd-Frank Act does not require regulators to impose margin requirements on end users and the legislative history makes it clear that Congress did not intend to impose margin requirements on end users. [read post]
14 Dec 2011, 4:47 pm
Gary Ackerman (D-NY) that would have dropped the requirement of initial internal corporate reporting but would have increased the reward if the whistleblower does report to the company first before going to the SEC. [read post]
19 Mar 2021, 6:04 am
Gary Gensler, President Biden’s nominee to be Chairman of the U.S. [read post]
16 Sep 2022, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, September 16, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 9-15, 2022 Speech by Chair Gensler on Kennedy and Crypto Posted by Gary Gensler, U.S. [read post]
