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1 Oct 2013, 3:24 pm
(Dodd-Frank provides for a bounty of 10-30% of the fine levied by the SEC in a “covered action,” defined as one that results in monetary sanctions exceeding $ 1 million). [read post]
8 Dec 2011, 6:06 am
Unfortunately, as with much legislation passed after a bubble has burst, the Dodd-Frank whistleblower legislation is inherently flawed because it responds to the wrong question. [read post]
15 Nov 2017, 9:06 am
On the 16th of October the IPKat, between a warm waffle and a creamy chocolate, participated in the Auvibel conference, under the chairmanship of Professor Frank Gotzen,KU Leuven and with the collaboration of &DE BANDT Attorneys. [read post]
10 Dec 2010, 11:16 am
This financial responsibility fee regime was not included in the Dodd-Frank Act and awaits an appropriate legislative vehicle.The German government has announced plans to introduce a systemic risk-adjusted levy and a new resolution arrangement for banks and banking groups. [read post]
19 Dec 2011, 8:33 am
The SEC has proposed to settle a string of recent cases by levying fines without requiring the defendants to admit wrongdoing. [read post]
7 Mar 2012, 9:48 am
[UPDATE: It appears Ted Frank's comment has been taken down. [read post]
20 Nov 2011, 6:15 pm
In addition, he ably defends core Freudian ideas against less gifted philosophers: Alasdair MacIntyre, Karl Popper, and Frank Ciofi, for example. [read post]
20 Dec 2013, 7:07 am
Levy; the complete publication, including footnotes and appendix, is available here. [read post]
28 Apr 2010, 10:18 am
If the monetary amount stays the same, this will be the largest such monetary “fine” levied on a medical device manufacturer. [read post]
13 Jun 2011, 2:13 pm
See Letter from Justin Levis, CII Senior Research Associate to Jennifer J. [read post]
21 Mar 2012, 11:02 am
What it probably does not mean, however, is that we will get an earlier resolution on Dodd-Frank than we thought. [read post]
8 Nov 2012, 7:16 am
Under the Dodd-Frank Act, Congress strengthened the SEC's ability and duty to reward whistleblowers who came forward. [read post]
5 Sep 2016, 12:44 pm
Spot Interviews I Conducted Noah Waisberg, co-founder and CEO of Kira Systems #ILTACon spot interview with @nwaisb of @KiraSystems, winner of the ILTA vendor thought leader award pic.twitter.com/kIECiPYIVR — ronfriedmann (@ronfriedmann) September 1, 2016 Dan Hauck, co-founder and CEO of ThreadKM #ILTACon spot interview with @Dan_Hauck of @ThreadKM, winner of innovative solution provider of the year pic.twitter.com/qdyZeAJqAD — ronfriedmann (@ronfriedmann)… [read post]
6 Feb 2013, 4:33 am
In 2008 Dame Elish created another legal first when she and Frank Mulholland QC, the then Solicitor General, were admitted as members of the Faculty of Advocates. [read post]
19 Oct 2011, 4:58 am
In connection with this session, Zocalo has posted 4 short sets of comments on the topic "Taxes Hurt So Good: Levies Can Be Painful, But the Right Ones Bring Big Gains. [read post]
12 May 2009, 7:27 pm
Posner Judging the Judges Frank B. [read post]
28 Jan 2014, 4:22 pm
The SEC’s authority to pursue these actions and levy sanctions is an open question – neither Dodd-Frank nor its implementing regulations expressly provide the SEC with authority to police retaliatory conduct. [read post]
14 Aug 2012, 9:08 pm
Tenaha, Texas traffic-stop forfeiture scandal: town settles with ACLU [Thampy/Agitator; related, Steven Greenhut] A complaint about Progressive Insurance’s posture in an uninsured motorist claim goes viral on the Internet, and Ted Frank supplies a contrarian view [Point of Law and commenters, Consumerist] ABA again solicits nominations for its annual collection of top 100 law blogs; “Psychiatric staff ‘should have’ prevented the Aurora shootings. [read post]
27 Jul 2010, 4:10 am
Dodd-Frank major oops: Faced with new liabilities, agencies refuse to let their ratings be used in bond issuance [WaPo, Salmon] SEC scurries to suspend requirement for six months while it figures out what to do [Salmon] Left-leaning law lectern: study of newly hired lawprofs identifies 52 liberals, 8 conservatives [Caron, ABA Journal, Lindgren/Volokh] “Progress in protecting gripe site owners against silly trademark claims” [Levy, CL&P] “Congress… [read post]
9 Jul 2015, 7:24 am
Levy reports that Velamoor was very professional in their interactions. [read post]
