Search for: "Frank Meredith"
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13 May 2024, 3:25 am
As Meredith noted last week on The Advisors’ Blog on CompensationStandards.com, some of the financial institutions tasked with writing the incentive compensation rules recently took action to re-propose the rules, which were last proposed in June 2016. [read post]
15 Apr 2024, 4:05 am
Recovery under the Dodd-Frank Clawback Policy will not preclude recovery under SOX to the extent any applicable amounts have not been reimbursed to the issuer. [read post]
5 Feb 2024, 3:00 am
– Meredith Ervine [read post]
24 Oct 2023, 9:01 pm
Each year we receive thousands of whistleblower tips, and throughout the history of the program those tips have resulted in billions in monetary recovery, a significant portion of which has been returned to harmed investors, and some of which has funded whistleblower awards.[6] The Dodd-Frank whistleblower protection rule – Rule 21F-17 – is important to the program’s success. [read post]
10 Sep 2023, 9:10 pm
– Meredith Ervine [read post]
7 Sep 2023, 2:39 am
Executive compensation practices, disclosures, and the regulatory environment have evolved considerably since Dodd-Frank, and Say-on-Pay has become a key process for shareholder-board dialogue. [read post]
20 Jul 2023, 1:27 am
” Meredith Lee Hill reports for POLITICO. [read post]
15 Jun 2023, 3:30 am
– Meredith Ervine [read post]
11 Jun 2023, 9:10 pm
– Meredith Ervine [read post]
10 May 2023, 3:30 am
Here’s something Meredith blogged yesterday on CompensationStandards.com, where we are covering clawback policy requirements in detail: The SEC’s recent designation of a longer period for taking action on proposed listing standards to implement Dodd-Frank clawback rules left companies who haven’t yet adopted a compliant policy unsure whether to jump on this now using the listing rules proposed in February, or whether to wait in hopes that additional time may be… [read post]
26 Apr 2023, 3:30 am
– Meredith Ervine [read post]
12 Mar 2023, 9:31 am
Recognizing the worst in government transparency. [read post]
9 Nov 2022, 3:00 am
This session will provide context and pointers for bolstering executive compensation & compensation committee support during proxy season – featuring ISS Corporate Solutions’ Jun Frank, Morrison Foerster’s Dave Lynn, and SGP’s Rob Main. 3. [read post]
21 Oct 2022, 6:30 am
Securities and Exchange Commission, on Friday, October 14, 2022 Tags: Audits, Disclosure, Dodd-Frank Act, Oversight, Sarbanes–Oxley Act, SEC rulemaking, Securities regulation Chancery Court Decision Illuminates Contours of Director Oversight Liability Posted by Paul R. [read post]
7 Oct 2022, 6:30 am
Ellerman, Ira Kay, and Mike Kesner, Pay Governance LLC, on Tuesday, October 4, 2022 Tags: Dodd-Frank Act, SEC, SEC rulemaking, TSR Potential Litigation Risks Associated with the SEC’s Proposed Climate-Disclosure Rule Posted by Nicolas Grabar, Jared Gerber, Charity E. [read post]
4 Oct 2022, 3:23 am
Judge Frank Easterbrook wrote that “although the article drips with disapproval of Wilkow’s (and the judges’) conduct, an author’s opinion about business ethics isn’t defamatory under Illinois law. [read post]
7 Apr 2022, 9:01 pm
First, it would create a framework for the registration of security-based SEFs, based upon the 14 core principles for these entities spelled out in the Dodd-Frank Act. [read post]
12 Mar 2021, 9:57 am
Hardy and Meredith S. [read post]
23 Oct 2020, 3:00 am
National/Federal Back from the Supreme Court, House Pushes DC Circuit for Trump Financials Courthouse News Service – Megan Mineiro | Published: 10/20/2020 A three-judge panel on the District of Columbia Circuit Court of Appeals indicated there is little need for a swift ruling in the legal battle over access to President Trump’s financial records The panel previously upheld the subpoena brought by the House but considered the case for the second time after the U.S. [read post]
24 Jul 2020, 6:10 am
Niles, Wachtell, Lipton, Rosen & Katz, on Sunday, July 19, 2020 Tags: Asset management, Disclosure, Form 13F, Fund managers, Institutional Investors, SEC, Section 13, Securities regulation Supreme Court Holds That CFPB’s Structure Is Unconstitutional Posted by Rachel Rodman, Scott Cammarn, and Nihal Patel, Cadwalader, Wickersham & Taft LLP, on Monday, July 20, 2020 Tags: Banks, CFPB, Consumer… [read post]
