Search for: "Frank Meredith"
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5 Nov 2017, 9:04 pm
François Gemenne, The refugees of the Anthropocene Frank Biermann & Ingrid Boas, Towards a Global Governance System to Protect Climate Migrants: Taking Stock Ilona Millar & Kylie Wilson, Towards a Climate Change Displacement Facility Susan F. [read post]
25 Jul 2012, 10:00 am
At a talk given to the Society of Corporate Secretaries and Governance Professionals on July 14, 2012, Meredith Cross, Director of the SEC Division of Corporation Finance, stated that the SEC is working simultaneously on all of the required JOBS Act and Dodd-Frank Act required rules. [read post]
25 Feb 2016, 9:56 am
Loan Syndications and Trading Association Executive Vice President Meredith Coffey echoed the need for the qualified CLO exemption for participants in the corporate loan market. [read post]
10 Mar 2011, 1:22 pm
With regard to implementing the derivatives provisions of Dodd-Frank, Rep. [read post]
15 Jun 2023, 3:30 am
– Meredith Ervine [read post]
20 Jul 2011, 1:42 pm
Although not arrested by Detective Frank Drebin, for seventeen individuals indicted in Brooklyn because of their alleged involvement in High Class NY, a New York City escort ring, this certainly is “some kind of a bust. [read post]
12 Mar 2021, 9:57 am
Hardy and Meredith S. [read post]
21 Jan 2012, 6:52 am
")] Some trial lawyers pushing to ban the drug [via Ted Frank]. [read post]
18 Aug 2017, 6:16 am
Temporary Relief Under the Volcker Rule to Foreign Banks With Respect to Certain Foreign Private Investment Funds Posted by Reena Sahni, Shearman & Sterling LLP, on Friday, August 11, 2017 Tags: Banks, Dodd-Frank Act, Financial institutions, Financial regulation, Foreign banks, International governance, Private funds, Volcker Rule Next Proxy Access Battlefront? [read post]
29 Oct 2010, 11:17 am
If anything should happen to them, they want their two daughters to be adopted by Meredith's cousin Matt Harrison and his partner of 10 years, Frank Pennisi. [read post]
23 Jun 2017, 6:07 am
Zachariadis, Queen Mary University of London, on Friday, June 16, 2017 Tags: Behavioral finance, Blockholders, Fiduciary duties, Information environment, Institutional Investors, Ownership structure, Shareholder elections, Shareholder proposals, Shareholder voting Chancery Court Suggests Rights Offerings May Limit Liability in Certain Transactions Posted by Meredith E. [read post]
9 Nov 2011, 8:02 am
Here are the highlights from the CorpFin panel: Meredith Cross: Cross says highlights from the past year include Dodd-Frank rulemaking. [read post]
23 Sep 2011, 2:00 am
– In recent testimony, the SEC’s Meredith Cross noted that the Dodd-Frank Act amended SOX by exempting non-accelerated filers. [read post]
24 Sep 2011, 12:06 pm
SEC Corporation Finance Director Meredith Cross testified before the Capital Markets subcommittee that Dodd-Frank amends the Section 404 requirements to provide that smaller companies (specifically those that are not “accelerated filers” or “large accelerated filers” are exempt from the requirement in Section 404(b) that an independent auditor attest to, and report on, the issuer’s assessment of its internal controls. [read post]
24 Feb 2012, 1:30 pm
The speakers are from the Division of Corporation Finance and include Meredith B. [read post]
29 Nov 2009, 3:57 pm
Second, the purpose of the Attorney-Client privilege is to “foster frank communication between a client and his or her attorney. [read post]
15 May 2008, 9:58 am
Franks v. [read post]
15 Mar 2012, 4:02 am
Corp Fin to Consider Tweaking Foreign Private Issuer Reporting System Last week, Corp Fin Director Meredith Cross delivered this speech that kicks off with a quick recent history of the SEC's FPI rulewriting in various areas as a way to demonstrate that the Staff is always evaluating: does this make sense anymore? [read post]
5 Feb 2024, 3:00 am
– Meredith Ervine [read post]
3 Feb 2012, 4:18 am
Here is an excerpt with a quote from Corp Fin Director Meredith Cross: "The purpose of taking away this simplified path to capital is to protect investors, not to punish a company," said Meredith B. [read post]
