Search for: "Frank v. Securities " Results 61 - 80 of 1,947
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
Janus Decided: Scope of Securities Fraud Liability Further Defined - Luke Green - Securities Litigation
14 Jun 2011, 1:02 pm by Luke Green
Partners, LLC v. [read post]
Institutional Shareholder Services - Insight - http://blog.issgovernance.com/
The Dodd-Frank Whistleblower Provisions: Some Other Things to Worry About
2 Nov 2010, 1:59 am by Kevin LaCroix
(The congressional report was mandated by the Dodd Frank Act.) [read post]
The D & O Diary - http://www.dandodiary.com/
Argument preview: Plain talk about Dodd-Frank whistleblowing
21 Nov 2017, 11:23 am by Theresa Gabaldon
The 2nd Circuit majority in Berman v. [read post]
SCOTUSblog - http://www.scotusblog.com/
Whistleblowers: 2nd Circuit Defers to SEC in Dodd-Frank Retaliation Case (SCOTUS Next?)
15 Sep 2015, 2:09 am by Broc Romanek
As noted in this Cooley blog, the three-judge panel in Berman v. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Two Years & Still Waiting for the SEC to Address the Enforceability of Mandatory Pre-Dispute Arbitration Agreements in Customer-Broker Disputes Under Section 921 of Dodd-Frank
16 Jul 2012, 11:49 am by Jay Eng
Shearson/American Express, 490 U.S. 477 (1989) (Securities Act claims); Dean Witter Reynolds, Inc. v. [read post]
Securities Attorney Law Blog - http://securitiesattorneylaw.com/
Two Years & Still Waiting for the SEC to Address the Enforceability of Mandatory Pre-Dispute Arbitration Agreements in Customer-Broker Disputes Under Section 921 of Dodd-Frank
16 Jul 2012, 11:49 am by Jay Eng
Shearson/American Express, 490 U.S. 477 (1989) (Securities Act claims); Dean Witter Reynolds, Inc. v. [read post]
Securities Attorneys Law Blog - http://securitiesattorneys.us/
Global Audit Firms Comment on Dodd-Frank Mandated SEC Study on Extraterritorial Reach of Federal Securities Laws
7 Mar 2011, 5:26 pm by James Hamilton
The comments were submitted at the SEC’s invitation as the Commission prepares a report mandated by Section 929Y of Dodd-Frank to address whether the rule announced by the Supreme Court in Morrison v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
U.S. Court of Appeals Narrows Application of Conflict Minerals Rules
1 May 2014, 5:14 am by Morse, Barnes-Brown Pendleton
Circuit struck down a portion of the “conflict minerals” rules promulgated by the Securities and Exchange Commission pursuant to the Dodd-Frank Act. [read post]
MBBP's Good Company - http://blogmbbp.wordpress.com
2019 Year in Review: Securities Litigation and Enforcement
20 Feb 2020, 6:33 am
Scoville, clarified that the SEC and DOJ may avail themselves of the expansive “conduct and effects” test under the Dodd-Frank Act to reach securities fraud defendants whose U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
New York Court Finds that Dodd-Frank Whistleblower Anti-Retaliation Provision Does Not Apply Extraterritorially
23 Oct 2013, 1:24 pm by John Fullerton III
  In Meng-Lin Liu v. [read post]
Financial Services Employment Law - http://www.financialservicesemploymentlaw.com/
New York Court Finds that Dodd-Frank Whistleblower Anti-Retaliation Provision Does Not Apply Extraterritorially
23 Oct 2013, 1:24 pm by John F. Fullerton III
  In Meng-Lin Liu v. [read post]
Workforce Bulletin - https://www.workforcebulletin.com/
Frank A. Petro Named to 2021 Best Lawyers List for Workers’ Compensation Law
19 Aug 2020, 2:45 pm by petrocohen
The post Frank A. [read post]
Petro Cohen Petro Matarazzo Blog - http://www.petrocohen.com/blog/
SEC Issues Interpretation of its Regulations on Definition of Dodd-Frank Whistleblower
6 Aug 2015, 7:35 am by John F. Fullerton III
  The Fifth Circuit held in Asadi v. [read post]
Workforce Bulletin - https://www.workforcebulletin.com/
The Dodd-Frank Wall Street Reform Act and the SEC: Profound Bits and Pieces (The End of Mandatory Arbitration?)
6 Aug 2010, 5:00 am by J Robert Brown Jr.
  See Shearson/American Express, Inc. v. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
Jurisdiction, merits, and Dodd-Frank
13 Aug 2013, 6:31 am by Howard Wasserman
That provision sought to overturn Morrison v. [read post]
PrawfsBlawg - http://prawfsblawg.blogs.com/prawfsblawg/
SCOTUS to Resolve Circuit Split Over Dodd-Frank Whistleblowers
30 Jun 2017, 2:48 pm by <a href='http://gtlaw.com/People/ToddDWozniak'>Todd Wozniak</a> and <a href='http://www.gtlaw.com/People/GearanJackS'>Jack Gearan</a>
Securities and Exchange Commission (the SEC). [read post]
GT L&E Blog - http://www.gtleblog.com/
Second Circuit Bars Retrial of Securities Fraud Case
27 Aug 2007, 1:34 pm
&nbsp; United States v. [read post]
Blawgletter - http://blawgletter.typepad.com/bbarnett/
District Court Holds That Dodd-Frank Whistleblower Protection Does Not Have Extraterritorial Reach–Longstanding Presumption Against Extraterritoriality May Also Apply to Other Statutes
5 Jul 2012, 5:39 am by Epstein Becker &amp; Green, P.C.
 Asadi v. [read post]
Workforce Bulletin - https://www.workforcebulletin.com/
Dodd-Frank Credit Rating Agency Reform in the Crosshairs
29 Mar 2011, 7:21 pm by My name
School Dist. v Moody’s, 175 F3d 848.), or by investors who suffered losses after their highly rated securities failed (Abu Dhabi Commercial Bank v Morgan Stanley & Co., Inc. 651 F. [read post]
The Journal of the Business Law Society - http://www.law.uiuc.edu/bljournal/
DODD-FRANK: WHAT NON-FINANCIAL FOREIGN PRIVATE ISSUERS NEED TO KNOW
3 Sep 2010, 10:39 am
Supreme Court in Morrison v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/