Search for: "Franklin Financial Corporation" Results 101 - 120 of 374
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8 May 2022, 9:01 pm by Gary Gensler
President Franklin Delano Roosevelt and Congress addressed this crisis through a number of landmark policies. [read post]
24 Sep 2014, 5:52 am by Adam Gana
Meyer entered the securities industry in January 2000 as an investment company products and variable contracts representative with Franklin Financial Services, Corp. [read post]
18 May 2022, 9:01 pm by Gary Gensler
For example, debt capital markets account for 80 percent of financing for non-financial corporations in the U.S. [read post]
18 Mar 2020, 10:44 am by Joe Wojciechowski
According to a recent article by InvestmentNews, BDCs, led by the largest issuer of non-traded BDCs, Franklin Square, are getting crushed by the recent bear market. [read post]
17 Dec 2015, 5:55 am by Adam Weinstein
The largest player in this space is Franklin Square Capital Partners which manages multiple Non-Traded BDC funds including the FS Investment Corporation (FSIC) FS Investment Corporation II (FSIC II), FS Investment Corporation III (FSIC III), FS Investment Corporation IV (FSIC IV), FS Energy and Power Fund (FSEP), and FS Global Credit Opportunities. [read post]
9 Sep 2019, 7:51 am by Renae Lloyd
According to the orders, the Chicago-based Options Clearing Corporation purportedly failed to establish and enforce policies and procedures involving financial risk management, operational requirements, and information-systems security. [read post]
19 Nov 2011, 2:51 am by SHG
  Every time a guy pleads to a corporate or financial crime, he's stuck trying to come up with a way to explain why he isn't a venal, malevolent criminal. [read post]
22 Nov 2011, 7:06 am by Moria Miller
Allen keynote address: Dodd-Frank and systemic riskCoglianese’s introduction was followed by the Symposium’s first keynote lecture, delivered by Wharton School of Business Professor Franklin Allen, who discussed systemic risk within the framework of the Dodd-Frank Act.According to Allen, most regulators before the financial crisis were confident that controlling the risk assumed by individual banks was sufficient to prevent crises as it forestalled the buildup of risk… [read post]
19 Sep 2019, 10:13 am by Renae Lloyd
The Company’s board of directors approved the change of the corporate name of the Company to CIM Real Estate Finance Trust, Inc., on August 14, 2019. [read post]
17 Nov 2020, 6:16 am by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
25 Apr 2012, 10:25 am by Mary E. Hodges
Russell McCann of Franklin Bank Corp. for concealing the deterioration of the bank’s finances during the mortgage crisis. [read post]
6 Mar 2020, 12:26 pm by Renae Lloyd
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
24 Dec 2017, 10:50 am by Jim Gerl
Merry Christmas to all of our readers.As a point of personal privilege, here are two of the reasons why I am so happy this Christmas, my grandbabies: James right; Franklin left. [read post]
21 Mar 2024, 6:00 am by Jon Golinger
Big Corporations, powerful financial firms, and sleazy securities traders hated the SEC from the day it was created – just as they hate it now. [read post]
27 Jan 2016, 11:50 am by Adam Weinstein
As we have reported, the largest player in the non-traded BDC space is Franklin Square Capital Partners which manages multiple Non-Traded BDC funds including the FS Investment Corporation (FSIC) FS Investment Corporation II (FSIC II), FS Investment Corporation III (FSIC III), FS Investment Corporation IV (FSIC IV), FS Energy and Power Fund (FSEP), and FS Global Credit Opportunities. [read post]
28 Jan 2013, 2:38 pm by Paralegal Mentor
  Implementation of the Dodd-Frank financial reforms means Governance professionals will also benefit. [read post]