Search for: "Gary Gensler"
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29 Oct 2021, 11:44 am
FINRA Chair Murray Ironically Argues Against Self Regulation (BrokeAndBroker.com Blog)SEC Obtains Emergency Relief in Case Charging Claims Aggregator and Principals with Multi-Million Dollar Fraud (SEC Release)Penfield Man Going To Prison For Bilking Investors Out Of Hundreds Of Thousands Of Dollars (DOJ Release)Shareholder Proposals: Staff Legal Bulletin No. 14L (SEC Division of Corporation Finance)Statement regarding Shareholder Proposals: Staff Legal Bulletin No. 14L (Statement by SEC Chair… [read post]
2 Oct 2021, 7:52 am
Testimony Before the United States House of Representatives Committee on Financial Services by SEC Chair Gary Gensler / Oct. 5, 2021 (BrokeAndBroker.com Blog)Two New Jersey Men Arrested And Charged With Securities Fraud For Scheme To Defraud Investors In Hemp Company / Vitaly Fargesen and Igor Palatnik Misappropriated Approximately $4 Million of Investor Funds (DOJ Release)SEC Charges Hemp Company and Co-Founders With Fraud (SEC Release)... [read post]
29 Apr 2022, 3:50 pm
In addition to the events, Chair Gary Gensler…Read the Full Press ReleaseHave a securities law question? [read post]
7 Nov 2022, 11:30 am
Amanda Fischer, currently Senior Counselor to Chair Gary Gensler, will be appointed Chief of Staff, effective…Read the Full Press ReleaseHave a securities law question? [read post]
24 Aug 2022, 11:35 am
“We can’t take our leadership in capital markets for granted,” said SEC Chair Gary Gensler. [read post]
1 Apr 2024, 10:00 am
With Conference Featuring SEC Chair Gary Gensler Daily Report, Georgia... [read post]
27 Sep 2021, 8:33 am
By Lene Powell, J.D.In a panel at a recent securities conference, former SEC division heads discussed SEC Chair Gary Gensler’s rulemaking agenda and staff appointments. [read post]
2 Mar 2023, 9:01 pm
These remarks were delivered on March 2, 2023, by Gary Gensler, chair of the U.S. [read post]
24 May 2022, 6:30 am
Earlier this week, SEC Chair Gary Gensler gave the keynote address for an investor briefing on the SEC Climate Disclosure Rule presented by nonprofit Ceres. [read post]
10 Nov 2021, 2:10 pm
From the outset of his time in office, SEC Chair Gary Gensler has made it clear that establishing oversight of crypto assets represent one his priorities. [read post]
24 May 2022, 6:30 am
Earlier this week, SEC Chair Gary Gensler gave the keynote address for an investor briefing on the SEC Climate Disclosure Rule presented by nonprofit Ceres. [read post]
11 Aug 2022, 6:32 am
Posted by Gary Gensler, U.S. [read post]
31 Oct 2022, 6:32 am
Posted by Gary Gensler, U.S. [read post]
11 Aug 2022, 6:32 am
Posted by Gary Gensler, U.S. [read post]
28 May 2022, 8:12 am
At the Aspen Security Forum, Gary Gensler, chair of the SEC, compared the state of cryptocurrency regulation to the “Wild West,” noting its lack of investor protection.[1] Gensler has continued to repeat the “Wild West” metaphor when discussing the challenges and lack of cryptocurrency regulation, which leave individual investors and financial markets vulnerable to fraud.[2] Although the Internal Revenue Service (“IRS”), Financial… [read post]
17 Oct 2021, 10:53 am
The standard view of the Biden Administration SEC under the leadership of Gary Gensler is that the agency will take a more active enforcement approach than was the case during the prior administration. [read post]
19 Feb 2022, 7:32 am
Under the leadership of Chair Gary Gensler and Director of Enforcement Gurbir Grewal, several key areas came into focus that will impact businesses across sectors. [read post]
8 Jun 2010, 6:20 am
No financial services firms should be exempted from over-the-counter derivatives clearing requirements contained in pending financial regulatory reform legislation, Commodity Futures Trading Commission Chairman Gary Gensler said June 3. [read post]
4 Apr 2024, 6:02 am
By Suzanne CosgroveSEC Chair Gary Gensler Tuesday outlined his view of the agency’s long-term mission, calling U.S. capital markets “a national asset” and defending a series of recent Commission proposals, including central clearing for U.S. [read post]
11 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Dodd-Frank Act, Form N-PX, Proxy voting, Say on pay, SEC, SEC enforcement Statement by Chair Gensler on Final Amendments to Form N-PX Posted by Gary Gensler, U.S. [read post]
