Search for: "Gary Powell"
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15 May 2024, 5:58 am
BSA-1 (May 13, 2024)).SEC Chair Gary Gensler said the proposed rule is designed to make it more difficult to use false identities to establish customer relationships with investment advisers. [read post]
23 Apr 2024, 7:02 am
Jay Powell and Gary Gensler are too disinterested or busy to follow the law and do their jobs, so you’re in the clear. [read post]
12 Mar 2024, 6:28 am
By Lene Powell, J.D.The SEC Investor Advisory Committee (IAC) adopted a recommendation for the SEC to scale back proposed rules on digital engagement practices. [read post]
2 Jan 2024, 11:51 pm
Steven Gow Calabresi, Elise Kostial, Gary Lawson, What McCulloch v. [read post]
2 Oct 2023, 6:13 am
By Lene Powell, J.D.The SEC is proposing amendments to rules and Form N-4 to enhance the registration, disclosure, and advertising framework for registered index-linked annuities (RILAs). [read post]
13 Sep 2023, 12:10 pm
By Lene Powell, J.D.The Council for Institutional Investors identified human capital as a “highest priority” project area for the International Sustainability Standards Board (ISSB) in the next two years. [read post]
8 Sep 2023, 4:00 am
National/Federal AI Deepfakes in Campaigns May Be Detectable, But Will It Matter? [read post]
27 Jul 2023, 9:11 am
By Lene Powell, J.D.The SEC issued two rulemaking proposals at an open meeting on Wednesday, July 26. [read post]
13 Jul 2023, 5:22 am
By Lene Powell, J.D.The SEC proposed to amend the Customer Protection Rule to require certain broker-dealers to increase the frequency of specified account computations and deposits. [read post]
22 Jun 2023, 5:50 am
The crypto company points to statements by SEC Chair Gary Gensler that “the rules are already clear. [read post]
23 May 2023, 9:05 pm
As senator Gary Peters – one of the authors of the Dodd-Frank Act – wrote to regulators including Gary Gensler and Jay Powell in March: Section 956 of Dodd-Frank was intended to require financial regulators to quickly and collaboratively issue rules requiring financial institutions to disclose any incentive-based executive compensation arrangements that encourage excessive risk-taking at financial institutions or that may lead to financial loss. [read post]
11 May 2023, 5:22 am
By Lene Powell, J.D.The SEC is seeking to destroy the crypto industry, an industry association said in a strongly worded comment letter on the SEC’s recent proposal on safeguarding advisory client assets. [read post]
7 May 2023, 6:00 am
A certain kind of original-intent theory was self-defeating, if Powell's historical analysis was correct. [read post]
21 Mar 2023, 7:01 am
Jefferson Powell, Constitutional Conscience (Chicago, 2008) Jeremy A Rabkin, Law Without Nations? [read post]
1 Mar 2023, 5:07 am
By Lene Powell, J.D.A small crypto-focused law firm is fighting to keep its lawsuit alive demanding that the SEC take a public stand on the Ethereum crypto network and Ether token. [read post]
16 Feb 2023, 9:01 pm
Staley, Shane Cox, Laura Harper Powell, Michael Schrader, Samuel Thomas, Holly H. [read post]
13 Feb 2023, 9:05 pm
The head of the federal securities regulator, Gary Gensler, has announced plans to overhaul regulation of the U.S. stock market, sparking contentious debate among lawmakers and prompting threats of litigation by industry executives. [read post]
18 Nov 2022, 6:51 am
By Lene Powell, J.D.Large parts of the digital asset market may be operating outside of the federal securities laws, SEC Commissioner Jaime Lizárraga said in remarks at Brooklyn Law School. [read post]
27 Oct 2022, 5:39 am
By Lene Powell, J.D.The SEC adopted rule amendments to improve open-end mutual fund and ETF shareholder reports. [read post]
30 Sep 2022, 4:00 am
National/Federal Brooklyn’s Library Moves to Slip Books Through Red State Bans MSN – Madina Touré (Politico) | Published: 9/24/2022 The front line of America’s culture war now runs straight through the nation’s school libraries, with conservatives in dozens of states outlawing books and instruction and the left working to shield targeted authors. [read post]
