Search for: "Gary R. Wall"
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29 Jun 2010, 12:57 pm
The SEC has agreed to pay $755,000 to settle a wrongful discharge claim brought by former employee Gary J. [read post]
6 Dec 2011, 12:56 pm
Columbia University law prof Katherine Franke launches a jeremiad against Wall Street lawyers: A scruffy-looking Occupy Wall Street protester takes out a big black magic marker and writes on a tattered piece of cardboard: "Ban 'Naked' Credit Default Swaps. [read post]
26 Jul 2012, 8:51 pm
Peregrine’s owner Russell R. [read post]
2 Dec 2011, 10:32 am
Chairs Mary Schapiro and Gary Gensler were closely questioned by committee Chair Debbie Stabenow (D-MI) and ranking member Pat Roberts (R-KS) about the agencies’ oversight of the failed firm.MF Global traded both securities and commodities derivatives, although the securities side was small, consisting of only about 400 accounts. [read post]
18 Sep 2018, 6:08 am
[Forbes] * Gary Cohn is sick and tired of people blaming Wall Street for things that were demonstrably Wall Street's fault. [read post]
5 Feb 2021, 10:33 am
Gary Basralian, Appellant (3Cir Opinion)NEWSFLASH: FI... [read post]
1 Aug 2021, 10:04 am
SR-NASDAQ-2020-081; SR-NASDAQ-2020-082)Statement on the Commission’s Approval of Nasdaq’s Proposal for Disclosure about Board Diversity and Proposal for Board Recruiting Service by SEC Chair Gary Gensler... [read post]
30 Apr 2021, 3:58 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5831/securities-industry-commentator/Testimony Before the House Committee on Financial Services of SEC Chair Gary Gensler / May 6, 2021GUEST BLOG [In]Securities: Mind Games by Aegis Frumento Esq (BrokeAndBroker.com Blog)New York and Florida Resident Charged with $3.8 Million Paycheck Protection Program Fraud Scheme (DOJ Release)Two Texas… [read post]
7 Mar 2011, 4:48 am
The writing was all over the wall for this one. [read post]
22 Dec 2008, 1:49 pm
WALL STREET JOURNAL: Illinois Scandal Spotlights SEIU’s Use of Political Tactics. [read post]
22 Feb 2012, 10:08 am
James, Kurt R. [read post]
12 Mar 2021, 12:35 pm
On March 12, Senator Charles Grassley (R-IA) sent a letter to Gary Gensler, President Biden’s nominee to be the next Chair of the U.S. [read post]
8 Nov 2011, 1:53 am
Gary M. [read post]
4 Dec 2014, 3:30 am
If I could only be a fly on the wall. . . . [read post]
8 Nov 2011, 3:07 am
Gary M. [read post]
25 Oct 2011, 5:27 am
Treasury Secretary Timothy Geithner and CFTC Chairman Gary Gensler were among the agency leaders who met with CEOs from companies including Bank of America, Morgan Stanley and JP Morgan Chase since June 2010.” [read post]
22 Apr 2007, 11:15 pm
, (Rutgers Journal of Law and Religion, Vol. 8, No. 2, Spring 2007).David R. [read post]
1 Jul 2007, 11:02 pm
Hello everybody, my name is Gary Wang. [read post]
21 Mar 2012, 7:15 am
” The CFTC may require Wall Street banks and large funds to clear certain types of swaps as early as October, Chairman Gensler said. [read post]
31 May 2012, 9:13 pm
(However, per the Wall Street Journal, the inquiry is in the beginning phases and not limited to what traders said or didn’t say. [read post]
