Search for: "Gary Settle" Results 1 - 20 of 821
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30 Apr 2024, 4:53 am by Beatrice Yahia
Now, the Israeli government is prepared to settle for only 33. [read post]
18 Apr 2024, 9:01 pm by renholding
In the end, it paid a $19 million civil penalty to settle those claims. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
24 Mar 2024, 10:00 pm
On March 18, the US Securities and Exchange Commission (SEC) announced the first AI-related settled actions against two investment advisers— Delphia (USA) Inc. and Global Predictions Inc. [read post]
20 Mar 2024, 2:53 pm by Kevin LaCroix
SEC Chair Gary Gensler set the stage in a speech he made last December in which he warned companies about “AI Washing” – that is, making unfounded AI claims to the public. [read post]
20 Mar 2024, 8:15 am by Gary Burger
Gary Burger Founder | Injury Attorney Gary Burger has dedicated his career to standing up against bullies. [read post]
23 Feb 2024, 11:06 am by The White Law Group
Ex-Morgan Stanley Broker Gary Chang Barred by Securities Regulators  According to a press release, Chingyuan “Gary” Chang, a former registered representative and investment adviser representative, settled charges with the Securities and Exchange Commission (SEC) for misappropriating funds from brokerage customers and an advisory client. [read post]
15 Feb 2024, 6:30 am by Guest Blogger
     Explaining his own view of acquiescence, Taft wrote that “I don’t approve of dissents generally, for I think that in many cases, where I differ from the majority, it is more important to stand by the Court and give its judgment weight than merely record my individual dissent where it is better to have the law certain than to have it settled either way. [read post]
1 Feb 2024, 3:30 am by Liz Dunshee
SEC Chair Gary Gensler took the opportunity to make a statement about the benefits of the settlement policy. [read post]
31 Jan 2024, 9:12 am by Unknown
The Commission, in agreeing to settle a case, is relinquishing the opportunity to present the case in court. [read post]
30 Jan 2024, 9:04 pm by renholding
This statement was issued on January 30, 2024, by Gary Gensler, chair of the U.S. [read post]
29 Jan 2024, 6:50 am by Unknown
,” Gensler highlighted the importance of clearing and settling and the importance in faster trading. [read post]
26 Jan 2024, 4:10 am by David Lynn
Yesterday, SEC Chair Gary Gensler addressed the European Commission on the topic of a shortened settlement cycle, noting in the title of his speech that “Time is Money. [read post]