Search for: "Gensler v. Commissioner of Social Security"
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16 Jul 2021, 6:19 am
Posted by Brian V. [read post]
9 Jul 2021, 7:07 am
While Gensler said this will begin to set the PCAOB "on a path to better protect investors," Commissioners Hester Peirce and Elad Roisman called the decision "hasty and truncated. [read post]
4 Nov 2022, 6:30 am
Securities and Exchange Commission, on Monday, October 31, 2022 Tags: Investment advisers, Investment Advisers Act, legal framework, regulation, SEC, SEC enforcement Lessons from Twitter v. [read post]
12 Nov 2021, 6:07 am
Norwitz, Sabastian V. [read post]
16 Dec 2022, 6:30 am
Borak, Lee v. [read post]
16 Dec 2022, 6:30 am
Borak, Lee v. [read post]
20 Oct 2023, 6:30 am
Securities and Exchange Commission, on Saturday, October 14, 2023 Tags: Enron, Rule 13f-2, SEC, Section 13(f)(2) Statement by Chair Gensler on Final Rules Regarding Short Sale Activity Posted by Gary Gensler, U.S. [read post]
20 Oct 2023, 6:30 am
Securities and Exchange Commission, on Saturday, October 14, 2023 Tags: Enron, Rule 13f-2, SEC, Section 13(f)(2) Statement by Chair Gensler on Final Rules Regarding Short Sale Activity Posted by Gary Gensler, U.S. [read post]
7 Feb 2021, 7:12 am
Silk, Sabastian V. [read post]
23 Jul 2021, 6:06 am
Silk, Sabastian V. [read post]
16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. [read post]
23 Apr 2023, 9:01 pm
As is customary, I will note that my views are my own, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
13 Aug 2021, 5:51 am
Securities and Exchange Commission, on Saturday, August 7, 2021 Tags: Boards of Directors, Disclosure, Diversity, ESG, Listing standards, NASDAQ, SEC, SEC rulemaking, Securities regulation Statement by Commissioners Lee and Crenshaw on Nasdaq’s Diversity Proposals Posted by Allison Herren Lee and Caroline Crenshaw, U.S. [read post]
11 Mar 2022, 1:05 pm
In addition, the SEC took the position that the BIAs are notes under the four-part test articulated in Reves v. [read post]
27 Jul 2022, 9:01 pm
Despite SEC Commissioner Gensler’s strong statements regarding the securities status of fungible crypto tokens, the absence of any discussion of the other 16 tokens leaves the Web3 community largely in the dark as to the SEC’s approach and the rationale for treating some tokens as securities but not others. [read post]
12 Aug 2022, 6:51 am
Katz, and Sabastian V. [read post]
12 Aug 2022, 6:51 am
Katz, and Sabastian V. [read post]
13 Feb 2023, 7:28 am
According to Conwell, his first fund raised money from a diverse group of investors via Rule 506(c) of Regulation D and a social media campaign (Rule 506(c) allows for general solicitation in some instances). [read post]
9 Sep 2021, 9:13 pm
That is, if I have $100 and you have $100 and Gary Gensler has $100, our money might be pooled together to make a $300 loan to Elon Musk. [read post]
