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8 May 2023, 4:47 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/7032/securities-industry-commentator/ FINRA Board of Governors Fails to Confront Goldman Sachs $215 Million Gender Discrimination Settlement (BrokeAndBroker.com Blog) SCOTUS: The right to valuable economic information needed to make discretionary economic decisions is not a traditional property. [read post]
8 May 2023, 4:47 am
FINRA Board of Governors Fails to Confront Goldman Sachs $215 Million Gender Discrimination Settlement (BrokeAndBroker.com Blog) https://www.brokeandbroker.com/7035/finra-goldman-sachs/ Gender/racial discrimination is not a dirty, little secret on Wall Street. [read post]
8 May 2023, 4:47 am
FINRA Board of Governors Fails to Confront Goldman Sachs $215 Million Gender Discrimination Settlement (BrokeAndBroker.com Blog) SEC Says No Second Bite of FINRA Expungement Apple (BrokeAndBroker.com Blog) The Fair But Unsatisfactory FINRA Arbitration Hearing (BrokeAndBroker.com Blog) Goldman Sachs to pay $215 mln to settle gender discrimination lawsuit (Reuters) 1Cir Overturns Two Varsity Blues Fraud and Conspiracy ConvictionsUnited States, Appellee, v. [read post]
4 May 2023, 5:56 pm
A representative for Goldman Sachs declined to comment…” [read post]
3 May 2023, 9:05 pm
For instance, in a recent poll of 1,000 U.S. business leaders, almost half said their companies had already replaced some human employees with the ChatGPT interface.[1] Goldman Sachs recently predicted that generative AI could eventually eliminate 300 million human jobs globally.[2] Obviously for those displaced workers, AI technologies might seem more of a threat than a benefit. [read post]
1 May 2023, 12:03 pm
A story over the weekend says the following people spent a little (or quite a lot of time) with Epstein even after he was a registered sex offender: The Director of the CIA (currently) The Chief Legal Officer at Goldman Sachs who serves on a committee in charge of screening clients who would hurt the firm’s image The President of Bard College, conductor Leon Botstein Left-wing linguist and political commentator, Noam Chomsky The list goes on. [read post]
27 Apr 2023, 9:01 pm
Treasury Department has put in place may forestall a default until as late as September), while others have suggested June is more likely.[3] More recently, Goldman Sachs analysts suggested that weak tax collections so far in April indicate a higher probability that the debt limit deadline will be reached in the first half of June.[4] So, while the timing of a government shutdown is somewhat predictable, the timing of a debt ceiling crisis is far less clear, and will depend… [read post]
25 Apr 2023, 7:48 am
Further Reading: Notice of Covered Action No. 2023-003 – Goldman Sachs & Co. [read post]
20 Apr 2023, 12:11 pm
Sponsored by DVAP and Prudential Financial Group/Goldman Sachs/Foley Lardner/Blue Cross Blue Shield—Friday, May 5 at 1:30 p.m. [read post]
20 Apr 2023, 8:44 am
In this episode of The Geek in Review, we interview Josh Kubicki, Director and Professor of Legal Business Design Hub and Entrepreneurship Program at Richmond Law School, and the creator of the daily newsletter Brainyacts. [read post]
20 Apr 2023, 8:08 am
In light of such security reasons, Bank of America, Goldman Sachs, Citigroup Inc., Deutsche Bank AG and Wells Fargo & Co. have all banned ChatGPT (Source) to minimize the chances of confidential and personal identifying information being leaked. [read post]
12 Apr 2023, 8:25 am
The managers have been at great places like Goldman Sachs or Blackstone, and they move over to a hedge fund. [read post]
10 Apr 2023, 3:16 pm
Read More [read post]
4 Apr 2023, 5:56 am
[Reuters] * Goldman Sachs estimates that AI will replace 44 percent of legal tasks. [read post]
3 Apr 2023, 4:20 am
In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) Steven Schwartz, Plaintiff, v. [read post]
3 Apr 2023, 4:20 am
In a recent FINRA settlement, that regulator alleged that Goldman Sachs had engaged in short selling misconduct October 2015 to April 2018 involving 60 million short sale orders. 2015. 2018. [read post]
3 Apr 2023, 4:20 am
In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) FINRA Arbitration Award Gives Us A Case of Gas From Chipotle Bean Burrito Puts (BrokeAndBroker.com Blog) Steven Schwartz, Plaintiff, v. [read post]
3 Apr 2023, 4:20 am
In 2023 FINRA Settles With Goldman Sachs Over Mismarked Short Sales Dating Back to 2015 (BrokeAndBroker.com Blog) https://www.brokeandbroker.com/6974/goldman-sachs-finra/ There are times when Wall Street's regulators just don't seem in much of a rush. [read post]
3 Apr 2023, 4:20 am
Allstate Insurance Company, Defendants (Memorandum and Order, United States District Court for the Eastern District of New York) Goldman Sachs gets $3M FINRA fine for 60 million short sale errors (Financial Planning by Victoria Zhuang) Latest SEC budget request emphasizes an enforcement agenda (Financial Planning by Dan Shaw) ... [read post]
31 Mar 2023, 6:30 am
Internalizing Externalities: Disclosure Regulation for Hydraulic Fracturing, Drilling Activity and Water Quality Posted by Pietro Bonetti (IESE Business School), Christian Leuz (University of Chicago), and Giovanna Michelon (University of Bristol) , on Friday, March 24, 2023 Tags: climate disclosures, climate risk, disclosure mandates, energy production, environmental externalities, Externalities, regulation, state disclosure 5 Common Shareholder Proposal Mistakes in an Uncommon Year Posted by… [read post]
