Search for: "Government Employees Insurance Company v. Poole"
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8 Dec 2021, 11:27 am
SEC RIAs to pooled investment vehicles may avoid both the quarterly statement and surprise examination requirements by having audited financial statements prepared for each pooled investment vehicle in accordance with generally accepted accounting principles (“GAAP”) by an independent public accountant registered with the Public Company Accounting Oversight Board (“PCAOB”). [read post]
7 Jul 2010, 11:07 am
The Aurora employee sent a letter following up on theconversation. [read post]
30 Nov 2011, 2:15 pm
Obviously, I couldn’t know for sure… but it also seems obvious that LPS is a very large and very powerful company with employees all over the country, and Tracy blew the whistle. [read post]
5 Nov 2018, 3:32 pm
(TSI), the company that was "the Subservicer for [Lender] pertaining to the education loan" at issue. [read post]
28 Jan 2009, 9:40 am
V. [read post]
31 Dec 2019, 8:13 am
SEC RIAs to pooled investment vehicles may avoid both the quarterly statement and surprise examination requirements by having audited financial statements prepared for each pooled investment vehicle in accordance with generally accepted accounting principles by an independent public accountant registered with the Public Company Accounting Oversight Board (“PCAOB”). [read post]
24 Apr 2015, 7:29 am
But Robins was unemployed, and he said he worried that the inaccuracies might impede his ability to obtain “credit, employment, insurance, and the like. [read post]
4 Dec 2013, 9:07 am
This overview includes the following: * Regulatory & Other Changes in 2013 * Adviser Registration & Compliance * CFTC Regulation * Annual Compliance & Other Items * Annual Fund Matters * Annual Management Company Matters * Compliance Calendar **** Regulatory & Other Changes in 2013: Foreign Account Tax Compliance Act (“FATCA”). [read post]
27 Mar 2015, 9:55 am
Aetna Life Insurance Company, 13-130. [read post]
16 Dec 2020, 3:00 am
The foreclosure proceeding itself was not a taking because the Takings Clause governs the conduct of the government, not private actors, and the foreclosing HOA was not an arm of the State of Nevada. [read post]
14 Jul 2018, 6:42 am
Gibson v. [read post]
12 Oct 2020, 8:06 am
Gill’s job was to ensure that there was no fraud by private health insurance companies. [read post]
5 Apr 2009, 1:26 pm
In September 2008, the government takeover of mortgage giants Fannie Mae and Freddie Mac was followed by the collapse of Lehman Brothers, the acquisition of Merrill Lynch by Bank of America and an $85 billion (and now $170 billion) government investment in American International Group. [read post]
1 Dec 2020, 3:00 am
A HOA and its property manager sued an insurer and its agent for breach of contract and breach of the implied covenant of good faith and fair dealing after the insurer refused to def [read post]
18 Dec 2023, 2:48 pm
Regulation 4.7 pool offerings would require an offering memorandum. [read post]
17 Sep 2021, 7:22 am
For that purpose the key principles of Leninist governance are deployed with Chinese characteristics--the mass line, democratic centralism, consultative democracy--in the service of the development of a contemporary political line consistent with current historical conditions and developed to overcome the central contradictions of the times. [read post]
28 Nov 2011, 8:57 pm
In March 2010, a former Goldman Sachs CEO, Jon Corzine became CEO of MF Global joking with not some insignificant degree of obviously unjustified hubris that "I hadn't heard of this company a week ago. [read post]
1 Feb 2019, 10:51 am
Regulating innovation: high frequency trading in dark pools. [read post]
2 Mar 2012, 4:26 pm
In a February 9, 2012 Final Rule, the CFTC rescinded Section 4.13(a)(4), which provided private pools with an exemption from registration as a CPO with the CFTC. [read post]
27 Jan 2012, 1:30 am
Top stories today via @syncsortdp @gft_de @gowerbizangel @helgibjorgvins # Customer data breach draws federal lawsuit against Nevada-based Zappos, parent company Amazon http://t.co/IgxCYSKL # On Wednesday 25 January, the Commission will propose a [read post]
