Search for: "HEDGES v. HEDGES" Results 81 - 100 of 2,026
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30 Aug 2023, 1:56 pm by Kevin LaCroix
[v] Of course this will create a question as to what terms with certain investors will or will not have a material negative impact on other investors. [read post]
13 Aug 2013, 9:00 am by Kristen Bartlett
On August 8, 2013, the Second Circuit vacated the SEC’s $38 million fine against hedge fund Pentagon Capital Management PLC, holding that the Supreme Court’s decision in Gabelli v. [read post]
10 Jun 2011, 3:04 pm by James Hamilton
Dodd-Frank’s creation of an entirely new liquidation regime with a far more “bare bones” statute than the Bankruptcy Code and a much less transparent process has created huge uncertainty in the markets, in the view of the hedge fund industry. [read post]
1 Jul 2010, 10:35 am by Hedge Fund Attorney
District Court for the Western District of Washington came down with a ruling primarily addressing two issues for hedge fund managers: (1) providing investors with timely annual reports and financial statements and (2) delayed redemptions that could bar the management company from charging management fees (see Seattle City Employees’ Retirement System v. [read post]
20 Sep 2011, 9:00 pm by Hedge Fund Lawyer
From time to time on this site we discuss the custody rule for SEC registered hedge fund managers. [read post]
28 Jan 2014, 11:15 am by Barry Barnett
[Barry Barnett, who wrote this post, represents the directors in the case, Aurelius Capital Master, Ltd. v. [read post]
10 Aug 2012, 4:56 am by Benjamin Wittes
Pulitzer Prize-winning journalist Chris Hedges sued to stop it weeks later. [read post]
27 Jul 2010, 3:43 am by Seth
[UPDATE:  In response to the hedge funds' motion for sanctions, Compucredit has come out swinging and, you guessed it, asked the Court to sanction the hedge funds for seeking sanctions. [read post]
2 Nov 2015, 3:46 am
Consider this recent FINRA regulatory settlement.Case In PointFor the purpose of proposing a settlement of rule v... [read post]