Search for: "HSBC Customer Relations"
Results 1 - 20
of 87
Sort by Relevance
|
Sort by Date
15 Nov 2023, 6:26 am
For example: Twenty-five advisory firms, broker-dealers, and/or credit rating agencies, including Wells Fargo, HSBC, and Scotia Capital, agreed to pay combined civil penalties totaling more than $400 million to settle charges that they violated the recordkeeping requirements of the federal securities laws; and ABB Ltd., a global technology company, agreed to pay a $75 million civil penalty to resolve charges arising out of an alleged bribery scheme. [read post]
14 Nov 2023, 9:01 pm
For example: Twenty-five advisory firms, broker-dealers, and/or credit rating agencies, including Wells Fargo, HSBC, and Scotia Capital, agreed to pay combined civil penalties totaling more than $400 million to settle charges that they violated the recordkeeping requirements of the federal securities laws; and ABB Ltd., a global technology company, agreed to pay a $75 million civil penalty to resolve charges arising out of an alleged bribery scheme. [read post]
6 Oct 2023, 9:00 am
The added benefit is that customers can still earn the same cashback and rewards on their eligible purchases. [read post]
28 Sep 2023, 6:35 pm
Respecting these customs not only ensures a harmonious stay but also demonstrates appreciation for the local culture. [read post]
28 Sep 2023, 4:31 am
According to HSBC, the average return on invested capital for major listed European telcos fell from around 8% in 2012 to around 5% in 2020, with many not achieving their cost of capital. [read post]
10 Aug 2023, 9:31 am
Between November 2015 and August 2017, HSBC allegedly misled its current and prospective advisory clients and didn’t disclose conflicts of interest related to how it compensated its dually registered investment advisor representatives in the firm’s retail banking and wealth management unit, according to the SEC.According to the SEC, HSBC also allegedly failed to implement written policies and procedures designed to prevent violations of the Investment Advisers… [read post]
14 Jun 2023, 1:09 pm
(CRD# 8174) of Buffalo, NY, and HSBC Securities (USA) Inc. [read post]
28 Mar 2023, 8:11 am
Customers rushed to withdraw as much as they could before the shutdown. [read post]
28 Mar 2023, 5:55 am
All services would continue to operate as normal and customers should not notice any changes. [read post]
21 Dec 2022, 3:05 am
In relation to the sub-issue, Lord Sales held that his view provides a clear explanation as to a director’s liability in this context. [read post]
30 Nov 2022, 5:16 am
The pilot participants conducted three types of important trade-related transactions. [read post]
21 Nov 2022, 1:35 am
The Court was asked to consider a number of issues relating to the proposed Scotland Independence Reference Bill, starting with whether it had the jurisdiction to decide the reference at all. [read post]
31 Oct 2022, 3:08 am
Or can the original permission still be implemented in relation to areas unaffected by the later permission(s)? [read post]
10 Oct 2022, 1:00 am
The court will hear submissions on the proposed Scottish Independence Referendum Bill; in particular whether a provision within the Bill that provides the question to be asked in a referendum relates to reserved matters or not. [read post]
29 Aug 2022, 7:50 am
District Court of Miami, alleging, among other things, that StockX was misleading customers concerning its NFT products. [read post]
18 Jul 2022, 2:29 am
R v Luckhurst [2022] UKSC 23 – [2020] EWCA 1579 The proposed appeal relates to the scope of permitted legal expenditure as an exception to a restraint order granted pursuant to section 41 of the Proceeds of Crime Act 2002 (POCA). [read post]
4 Jul 2022, 1:00 am
The Court will decide on the scope of diplomatic immunity in relation to a trafficked individual employed at a UK residence, and the current law in relation to immunity as a whole. [read post]
20 Jun 2022, 1:45 am
This judgment will consider whether the Upper Tribunal has the jurisdiction to confer rights under the Electronic Communications Code in relation to a particular site in certain circumstances relating to each appeal. [read post]
26 Apr 2022, 8:25 am
The first element related to the defendant’s alleged breach of implied duty, as considered in Quincecare. [read post]
21 Mar 2022, 5:14 am
The Court was asked to consider Whether accounting debits relating to the grant of share options to employees are a deductible expense for corporation tax purposes. [read post]
