Search for: "HSBC Customer Relations"
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8 May 2009, 8:48 am
Lastly, Lacroix writes that the ruling could have ramifications going forward on pending sub-prime-related litigation. [read post]
9 Feb 2016, 8:47 am
Yet, large Wall Street firms continue to create complex products and sell them to their customers –generating large commissions and fees for themselves – without regard to the devastating losses their customers may suffer. [read post]
15 Sep 2016, 4:44 am
Davis and Prime Minister May have emphasized the importance of maintaining the freest trade relations between the U.K. and EU. [read post]
4 Jul 2022, 1:00 am
The Court will decide on the scope of diplomatic immunity in relation to a trafficked individual employed at a UK residence, and the current law in relation to immunity as a whole. [read post]
7 Jan 2008, 12:37 am
Other banks such as HSBC, UBS, and Morgan Stanley have also reported sub-prime write-offs. [read post]
10 Oct 2022, 1:00 am
The court will hear submissions on the proposed Scottish Independence Referendum Bill; in particular whether a provision within the Bill that provides the question to be asked in a referendum relates to reserved matters or not. [read post]
29 Jun 2019, 6:30 am
China bans all meat from Canada alleging forged customs certificates. [read post]
30 Mar 2017, 9:44 am
Building the Canadian Advantage: A Corporate Social Responsibility (CSR) Strategy for the Canadian International Extractive Sector • These generally involve direct compliance • Domestic law: home and host states • Soft law; indigenous law (national an international) • Private law • But increasing need to think about indirect compliance: • Financial institutions • Suppliers • Upstream customers • We Focus on financial institutions and their… [read post]
20 Jun 2022, 1:45 am
This judgment will consider whether the Upper Tribunal has the jurisdiction to confer rights under the Electronic Communications Code in relation to a particular site in certain circumstances relating to each appeal. [read post]
14 Feb 2022, 8:19 am
The Court will decide whether, and to what extent, a person who has not been charged with an offence can have a reasonable expectation of privacy in relation to information that relates to a criminal investigation into his activities. [read post]
8 Feb 2009, 5:28 am
Bank of America, the largest bank in the United States, has agreed to settle a Nationwide Class Action related to its overdraft and non-sufficient fund fee practices. [read post]
13 Jan 2009, 1:48 am
As reported here, one of the Bank’s largest customers was Unicredit’s Pioneer Investments, which invested as much as €805 with the Funds. [read post]
7 Jun 2011, 11:54 pm
Northern Trust reportedly wasn't aware of this problem until an elderly investor filed an arbitration claim related to the concentration in her Countrywide Financial Corp. [read post]
5 Jan 2021, 8:41 am
There are Multiple Customer Disputes Instituted Against Brian Radoo The most recent customer dispute on Radoo’s FINRA Brokercheck page was filed in March 2020. [read post]
5 Jan 2021, 8:41 am
There are Multiple Customer Disputes Instituted Against Brian Radoo The most recent customer dispute on Radoo’s FINRA Brokercheck page was filed in March 2020. [read post]
21 Mar 2022, 5:14 am
The Court was asked to consider Whether accounting debits relating to the grant of share options to employees are a deductible expense for corporation tax purposes. [read post]
24 Jan 2022, 4:06 am
This case will consider accounting debits relating to the grant of share options to employees, and whether they are a deductible expense for corporation tax purposes. [read post]
10 Aug 2023, 9:31 am
Between November 2015 and August 2017, HSBC allegedly misled its current and prospective advisory clients and didn’t disclose conflicts of interest related to how it compensated its dually registered investment advisor representatives in the firm’s retail banking and wealth management unit, according to the SEC.According to the SEC, HSBC also allegedly failed to implement written policies and procedures designed to prevent violations of the Investment Advisers… [read post]
28 Mar 2023, 5:55 am
All services would continue to operate as normal and customers should not notice any changes. [read post]
21 Nov 2022, 1:35 am
The Court was asked to consider a number of issues relating to the proposed Scotland Independence Reference Bill, starting with whether it had the jurisdiction to decide the reference at all. [read post]
