Search for: "Harris v. Securities and Exchange Commission" Results 21 - 40 of 163
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Weekly Roundup: October 13-19, 2023
20 Oct 2023, 6:30 am
Securities and Exchange Commission, on Saturday, October 14, 2023 Tags: Enron, Rule 13f-2, SEC, Section 13(f)(2) Statement by Chair Gensler on Final Rules Regarding Short Sale Activity Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: May 19-25, 2023
26 May 2023, 6:30 am
Cheffins and Bobby V. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: May 19-25, 2023
26 May 2023, 6:30 am
Cheffins and Bobby V. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
How to Prove a Churning Claim in FINRA Arbitration
3 Apr 2013, 12:47 pm by D. Daxton White
Barbato, Securities Exchange Act Release No. 41034), Craighead v. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
R. Allen Stanford in ABC Interview Denies Running Ponzi Scheme
7 Apr 2009, 4:29 pm
The SEC case is Securities and Exchange Commission v. [read post]
About Broker Fraud Blog - http://aboutbrokerfraud.typepad.com/about_broker_fraud_blog/
Could the Court Look to the SEC to Regulate Advisory Fees?: , Argument Recap
3 Nov 2009, 11:33 am
First, Chief Justice Roberts raised questions the proper role of the Securities and Exchange Commission (SEC) in regulating the investment fees issue. [read post]
SCOTUSblog - http://www.scotusblog.com/
Supreme Court Confirms the Scope of Section 11’s Tracing Requirement
18 Jun 2023, 6:30 am
 Pirani v. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Supreme Court Confirms the Scope of Section 11’s Tracing Requirement
18 Jun 2023, 6:30 am
 Pirani v. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: June 15-21, 2018
22 Jun 2018, 6:01 am
Brownback and V. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: November 16-22
23 Nov 2018, 6:07 am
Securities and Exchange Commission, on Friday, November 16, 2018 Tags: Disclosure, Fund managers, Glass Lewis, Index funds, Institutional Investors, ISS, Proxy advisors, Proxy voting, SEC, Securities regulation, Shareholder proposals, Shareholder voting The Perils of Dell’s Low-Voting Stock Posted by Lucian A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Summary: The Department of Homeland Security Authorization Act of 2017
19 Mar 2018, 10:23 am by Jordan Brunner
Lankford and Harris now reportedly intend to introduce the amendment as a stand-alone bill. [read post]
Lawfare - http://www.lawfareblog.com/
Weekly Roundup: October 28-November 3, 2022
4 Nov 2022, 6:30 am
Securities and Exchange Commission, on Monday, October 31, 2022 Tags: Investment advisers, Investment Advisers Act, legal framework, regulation, SEC, SEC enforcement Lessons from Twitter v. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: August 9–15, 2019
16 Aug 2019, 6:00 am
Securities and Exchange Commission, on Friday, August 9, 2019 Tags: Capital formation, Innovation, Investor protection, IPOs, Public firms, SEC, SEC rulemaking, Securities enforcement, Securities regulation Finalized Volcker Rule Amendments Posted by V. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Assessing Securities Class Action Risk with Event Analysis
24 Jan 2020, 1:00 am by Kevin LaCroix
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
The D & O Diary - http://www.dandodiary.com/
SEC Chair Speaks on AI, Finance, Movies, and the Law
15 Feb 2024, 9:01 pm by renholding
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
EEOC Secures Approval Of $4.85 Million Consent Decree One Month After Filing Its Disability Discrimination Lawsuit
12 Nov 2012, 12:04 pm by Seyfarth Shaw LLP
  Most recently, the EEOC secured approval of another settlement in EEOC v. [read post]
Workplace Class Action Blog - http://www.workplaceclassaction.com/
Argument recap: We’re from the government and we’re here to win
15 Jan 2013, 7:50 am by Jonathan Macey
In a pre-oral argument post on this blog, I noted that it seemed odd that the Securities and Exchange Commission was still litigating market timing cases after all these years. [read post]
SCOTUSblog - http://www.scotusblog.com/
Weekly Roundup: January 3-9, 2020
10 Jan 2020, 6:10 am
Securities and Exchange Commission, on Thursday, January 9, 2020 Tags: Disclosure, Equity capital, Equity securities, Financial technology, Regulation NMS, SEC, Securities regulation [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Oral Argument Recap: Dean v. US
12 Mar 2009, 7:22 am
  Continuing this exchange, Ms. [read post]
SCOTUSblog - http://www.scotusblog.com/
The Week That Was: All of Lawfare in One Post
16 Dec 2017, 4:55 am by Vanessa Sauter
On this week's episode of Rational Security, Susan Hennessey, Tamara Wittes, and Shane Harris talked about the most pressing national security issue of the week: a mysterious, cigar-shaped asteroid traveling in our solar system. [read post]
Lawfare - http://www.lawfareblog.com/