Search for: "Harris v. Securities and Exchange Commission"
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18 Nov 2022, 6:30 am
Lu, Sabastian V. [read post]
4 Nov 2022, 6:30 am
Securities and Exchange Commission, on Monday, October 31, 2022 Tags: Investment advisers, Investment Advisers Act, legal framework, regulation, SEC, SEC enforcement Lessons from Twitter v. [read post]
26 Sep 2022, 7:59 pm
District Court for the Southern District of Indiana, Indianapolis Division (EEOC v. [read post]
11 Sep 2022, 4:28 am
Federal Election Commission. [read post]
12 Aug 2022, 6:51 am
Securities and Exchange Commission, on Thursday, August 11, 2022 Tags: CFTC, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation [read post]
12 Aug 2022, 6:51 am
Securities and Exchange Commission, on Thursday, August 11, 2022 Tags: CFTC, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation [read post]
5 Aug 2022, 6:30 am
Securities and Exchange Commission, on Saturday, July 30, 2022 Tags: Broker-dealers, Financial regulation, Financial technology, FINRA, High-frequency trading, SEC, Securities regulation What Do Elevated Shareholder Expectations Mean for Large Company Boards and Compensation Programs? [read post]
5 Aug 2022, 6:30 am
Securities and Exchange Commission, on Saturday, July 30, 2022 Tags: Broker-dealers, Financial regulation, Financial technology, FINRA, High-frequency trading, SEC, Securities regulation What Do Elevated Shareholder Expectations Mean for Large Company Boards and Compensation Programs? [read post]
29 Jul 2022, 4:00 am
Stephen Buyer, Former GOP Congressman, Accused of Insider Trading MSN – Hamza Shaban (Washington Post) | Published: 7/25/2022 The Securities and Exchange Commission charged former U.S. [read post]
15 Jul 2022, 4:00 am
Supreme Court’s reversal of Roe v. [read post]
16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. [read post]
7 Jun 2022, 10:32 am
The Indiana Election Commission denied the petition orally about a week later and the challenger did not appeal. [read post]
22 Apr 2022, 5:01 am
” Vice President Kamala Harris criticized Beijing for undermining the rules-based order and threatening the sovereignty of other South China Sea nations. [read post]
1 Apr 2022, 6:01 am
Securities and Exchange Commission, on Thursday, March 31, 2022 Tags: Capital formation, Investor protection, IPOs, LLCs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles [read post]
6 Mar 2022, 11:36 am
Kurup posted the unanimous court decision in FBI v. [read post]
28 Jan 2022, 3:00 am
Palin v. [read post]
21 Jan 2022, 3:00 am
On the anniversary of that attack, the Department of Homeland Security warned that calls for violent action against lawmakers were picking up steam online. [read post]
5 Jan 2022, 9:29 am
Until then, two different federal departments-and, briefly, an existing independent commission-imperfectly set aviation policy. [read post]
24 Dec 2021, 6:26 am
Securities and Exchange Commission, on Friday, December 17, 2021 Tags: Inside information, Insider trading, Misconduct, Rule 10b-5-1, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation Statement by Chair Gensler on Rule 10b5-1 and Insider Trading Posted by Gary Gensler, U.S. [read post]
19 Oct 2021, 10:10 am
Jan. 27, 2016); Bartnett v. [read post]
