Search for: "Hayes v. SEC" Results 1 - 20 of 44
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24 Feb 2009, 9:29 am
Download SEC Complaint THE HAYES LAW FIRM, www.dhayeslaw.com 4265 San Felipe, Suite 1000 Houston, TX 77027 Phone: 713-622-7271, Toll free: 1-866-332-3567 [read post]
19 Aug 2021, 9:35 am by Race to the Bottom
In order for a self-regulatory agency (an organization, such as Nasdaq, that provides standards for and regulates its own industry) to change a rule, it must file the proposed change with the SEC and seek approval. (17 CFR § 240.19b-4; Adam Hayes, Investopedia). [read post]
11 Oct 2007, 9:42 am
The Supreme Court granted a Writ of Certiorari on March 26, 2007 in the case of Stoneridge Investment Partners LLC v. [read post]
30 Sep 2009, 12:41 pm
It's that time of the week again but lets not get "hypertechnical" (this will become relevant in a bit.)Hayes v. [read post]
11 Feb 2014, 5:49 pm by Colin O'Keefe
Total posts on the LexBlog Network: 178. 2014 Cybersecurity Threats to Money & Data – Dallas lawyer Peter Vogel on his Internet, Information Technology & e-Discovery Blog It’s Not Just Verizon v. [read post]