Search for: "Head of the Stock Exchange"
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2 May 2024, 1:28 pm
In the Panuwat case, Matthew Panuwat was the head of business development at a biopharm company Medivation. [read post]
29 Apr 2024, 9:05 pm
Since 2023, the company has sought dual listings on the San Paulo and New York Stock Exchanges. [read post]
29 Apr 2024, 5:37 am
A 10b5-1 agreement establishes predetermined trading instructions for company stock (usually a sale and not a buy so not trading the shares) consistent with SEC rules under Section 10b5 of the Securities and Exchange Act of 1934 covering when the insider can sell. [read post]
19 Apr 2024, 2:45 pm
The energy and commodities trading holding company held $63.4 billion in assets before its stocks tanked. [read post]
10 Apr 2024, 8:22 am
” Under Camara’s leadership, DISCO in July 2021 became one of just a handful of legal technology companies ever to go public, listing on the New York Stock Exchange. [read post]
9 Apr 2024, 12:06 am
You trade your attention and you trade probably some data, in exchange you get exposed to advertising and in exchange you get some kind of free product. [read post]
5 Apr 2024, 1:06 pm
Reuters describes the Trump Media stock as a Master Class in political workarounds. [read post]
29 Mar 2024, 4:00 am
The Central Florida Tourism Oversight District, made up of DeSantis appointees, agreed to drop its lawsuit against the company in exchange for Disney relinquishing some control [read post]
17 Mar 2024, 9:05 pm
Securities and Exchange Commission violates the constitutional separation of powers and the right to a jury trial. [read post]
8 Mar 2024, 12:51 pm
The Court is supposed to decide whether Congress can tax as income any gains that have not yet been (and might never be) "realized," that is, turned into cash or exchanged for other assets. [read post]
13 Feb 2024, 9:05 pm
This total excludes rules of the stock exchanges, which number in the thousands each year, in all administrations. [read post]
31 Jan 2024, 11:31 am
The review includes regulatory sanctions from the Financial Industry Regulatory Authority (FINRA), the US Securities Exchange Commission (SEC) and state regulators. [read post]
29 Jan 2024, 12:00 pm
SEC Charged Morgan Stanley and Exec with Multi-year Fraud January 12, 2024 – Morgan Stanley Settles Block Trading Charges for $249 Million The Securities and Exchange Commission (SEC) filed charges against Morgan Stanley and its former equity syndicate desk head, Pawan Passi, for a multi-year fraud involving the disclosure of confidential information on block trading. [read post]
29 Jan 2024, 10:47 am
Truck Insurance Exchange v. [read post]
22 Jan 2024, 4:00 am
Review your file Refresh your memory on exactly what happened in the relevant matter, and take stock of what documents you have that will help you respond. [read post]
12 Jan 2024, 11:58 am
LLC and its former equity syndicate desk head, Pawan Passi, for engaging in a multi-year fraud related to the disclosure of confidential information on in block trading. [read post]
12 Jan 2024, 8:56 am
LLC and the former head of its equity syndicate desk, Pawan Passi, with a multi-year fraud involving the disclosure of confidential information about the sale of large quantities of stock known as “block trades. [read post]
3 Jan 2024, 8:45 am
The investigation into alleged stock manipulation is currently being carried out by the Securities and Exchange Board of India (SEBI), which has been directed to complete the remaining two out of 24 investigations within three months. [read post]
8 Dec 2023, 4:20 am
We’ll all exchange gifts here. [read post]
7 Dec 2023, 4:59 am
It said among those killed was the head of Hamas’ aerial division, two battalion commanders, a brigade commander, and a deputy brigade commander. [read post]
