Search for: "Head of the Stock Exchange"
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3 Jul 2010, 6:58 am
Since we were in Canada, the first presentation was by John McCoach, head of the TSX Venture Exchange. [read post]
29 Aug 2016, 8:01 am
When Richard Grasso served as the head of the New York Stock Exchange from 1995 to 2003, he somehow managed to secure a eye-popping $140 million in special retirement compensation even though the NYSE was, at that time, a non-profit. [read post]
18 Oct 2017, 1:33 pm
He started his career at the American Stock Exchange, where he ran Business Strategy and Equity Order Flow. [read post]
23 Apr 2008, 5:02 pm
The last time Kenneth Langone, the co-founder of Home Depot, made an LB appearance he was enjoying some serious Schadenfreude over the fall of his nemesis, Eliot Spitzer, who in 2004 sued Langone, the one-time head of the New York Stock Exchange’s compensation committee, for his role in approving a $190 million pay package for former NYSE Chairman Dick Grasso. [read post]
27 Mar 2013, 12:36 pm
GateHouse was delisted from the New York Stock Exchange in 2008 because of its shaky financial picture, which includes a $30 million drop in sales last year compared to 2011 figures. [read post]
17 Jun 2018, 7:58 pm
A thin float is not surprising for a stock that was intentionally priced out of the range of retail traders with the cooperation of the Securities and Exchange Commission. [read post]
5 Dec 2014, 4:34 am
It is the JSE’s first fast-track listing, after the exchange amended requirements in September to make it easier for companies already listed on certain international exchanges to obtain a secondary listing on the local bourse.These exchanges include the Australia Stock Exchange, the LSE, the New York Stock Exchange (NYSE), NYSE Euronext and the Toronto Stock Exchange. [read post]
20 Sep 2020, 5:04 am
In 2018, Spotify’s direct listing of its shares for trading on the New York Stock Exchange without a traditional IPO turned decades-old market practice on its head. [read post]
16 Apr 2012, 12:46 pm
Congressional records show that the company that owns the NASDAQ stock exchange has hired Brownstein Hyatt Farber Schreck to lobby for the group on Capitol Hill. [read post]
14 Nov 2011, 10:16 pm
The, ubiquitous, sweetheart deal is ownership of shares in company in exchange for some benefit from the foreign partner. [read post]
12 Jul 2023, 11:16 pm
Whenever I hear that someone has received a no risk or sweetheart deal in Korea, a red flag immediately goes up in my head and I immediately request the client to let me do a couple of weeks of due diligence. [read post]
18 May 2012, 2:00 am
” Accretive Health, which is traded on the New York Stock Exchange under the stock symbol AH, saw its stock price plummet. [read post]
7 May 2009, 5:01 am
This post is part of an ongoing series that examines the way stock exchange independence rules influence director compensation. [read post]
12 Jan 2024, 8:56 am
LLC and the former head of its equity syndicate desk, Pawan Passi, with a multi-year fraud involving the disclosure of confidential information about the sale of large quantities of stock known as “block trades. [read post]
13 Mar 2016, 6:33 am
Kess is partner and head of the Public Company Advisory Practice and Yafit Cohn is an associate at Simpson Thacher & Bartlett LLP. [read post]
23 Jan 2017, 7:32 am
Those companies that are being publicly traded are being traded off the big Wall Street exchanges, where there is concern about fraud. [read post]
27 Oct 2006, 7:41 am
The New York Stock Exchange (NYSE) announced this week it would move ahead to restrict voting by brokers in director elections beginning in 2008. [read post]
5 May 2008, 8:42 am
RiskMetrics Group just completed a year-long pilot project assessing more than 1,800 global companies-the S&P 500, the Toronto Stock Exchange 300 and the Morgan Stanley EAFE index excluding Japanâ€â [read post]
27 Feb 2009, 6:27 am
The Stock Exchange of Hong Kong recently released its third annual survey of compliance with the Code on Corporate Governance. [read post]
1 Jun 2011, 5:00 am
This post is part of an ongoing series that examines the way stock exchange independence rules influence director compensation. [read post]
