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16 Jun 2019, 7:35 am by Steve Dickinson
This is a longstanding scandal that is finally coming to a head. [read post]
11 May 2009, 5:19 am
stock exchange href "http://nymag.com/tags/intel/warren buffet" lang "en"> Daily Intel Posts Tagged: warren buffet - New York Magazine - Translate Joseph Wharton founded the school in 1881 as the first collegiate business school in the United States. [read post]
4 May 2009, 3:29 am
stock exchange href "http://nymag.com/tags/intel/warren buffet" lang "en"> Daily Intel Posts Tagged: warren buffet - New York Magazine - Translate Joseph Wharton founded the school in 1881 as the first collegiate business school in the United States. [read post]
15 Feb 2009, 6:51 am
stock exchange href "http://nymag.com/tags/intel/warren buffet" lang "en"> Daily Intel Posts Tagged: warren buffet - New York Magazine - Translate Joseph Wharton founded the school in 1881 as the first collegiate business school in the United States. [read post]
1 Jul 2008, 1:04 pm
The latest: A New York appeals court has tossed out a summary judgment decision that ex-New York Stock Exchange Chairman Richard Grasso must return a portion of his $187.5 million compensation package. [read post]
12 Jul 2010, 5:00 am by Michael Silverman
This post is part of an ongoing series that examines the way stock exchange independence rules influence director compensation. [read post]
4 Jul 2012, 6:29 pm
Cronin also weighed in on the issue SEC’s study of tick size, which is the tiniest increment that a stock price can move by. [read post]
10 Jun 2016, 6:00 am by Joanna Herzik
Head to the green to enjoy the great outdoors and get some exercise. [read post]
7 Dec 2021, 12:50 pm by Bob Ambrogi
In July, the e-discovery company DISCO became one of just a handful of legal technology companies ever to go public, listing on the New York Stock Exchange. [read post]
7 Dec 2021, 12:50 pm by Bob Ambrogi
In July, the e-discovery company DISCO became one of just a handful of legal technology companies ever to go public, listing on the New York Stock Exchange. [read post]
16 Apr 2007, 11:38 am
"  Both the heading and the description strike Blawgletter as a tad misleading. [read post]
21 Aug 2011, 11:15 am by James Hamilton
Specifically, research conducted by the Shanghai Stock Exchange yields a similar result regarding investment biases of Qualified Foreign Institutional Investors when buying A-shares. [read post]
8 Dec 2014, 5:00 am by Doug Cornelius
That left me scratching my head over why the Securities and Exchange Commission was involved with a senior living residence. [read post]
2 Aug 2012, 8:37 am by Elan Mendel
In an echo of the 2010 Flash Crash, the technical issue impacted 150 New York Stock Exchange-listed stocks. [read post]
Feb. 25, 2013), the Eleventh Circuit appears to have become the first federal court of appeals to rule definitively that the mere announcement of an investigation by the US Securities and Exchange Commission (“SEC”) followed by a decline in a company’s stock price is insufficient to plead loss causation. [read post]
22 Feb 2013, 10:22 am by Tom Webley
This new scheme underscores the attention cybersecurity is getting within Europe, and the Guide is likely to complement or even inform the security measures anticipated by the European Commission’s draft Directive on Network and Information Security (“NIS”) (see our blog on the NIS Directive) that would require banks, stock exchanges and organisations from a range of other sectors to adhere to a set of common, minimum information security standards and impose an… [read post]
6 Mar 2008, 1:38 pm
Fidelity Investments has agreed to pay an $8 million fine to settle Securities and Exchange Commission charges that the company failed to properly supervise its stock traders that had improperly received gifts. 13 current and ex-Fidelity employees are targeted in the SEC investigation. [read post]
4 Sep 2016, 6:56 am by Adam Weinstein
The specific allegations concerning the corrupt brokers focuses on that in October 2014, a ForceField executive hired Mitchell to distribute kickbacks to corrupt registered broker dealers, including Brown, Cocuzzo, Khan, Miyana, and Patel, in exchange for their purchasing of ForceField stock in their clients’ brokerage accounts. [read post]