Search for: "Hedge Fund Attorney" Results 21 - 40 of 2,107
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17 Jan 2024, 4:00 am by Michael C. Dorf
Fung created a trust fund administered by his attorney to pay real estate taxes and any other ongoing costs associated with his property ownership. [read post]
12 Jan 2024, 11:58 am by The White Law Group
Due to their large size, block trades are often conducted by institutional investors, such as mutual funds, pension funds, or hedge funds, who have the financial capacity to handle such transactions. [read post]
3 Jan 2024, 7:54 am by Richard Frank
The Securities & Exchange Commission pursued a civil administrative enforcement case against hedge fund operator Jarkesy, ultimately assessing a civil fine of $300,000 and ordering him to disgorge and repay nearly $700,000 in ill-gotten gains. [read post]
2 Jan 2024, 12:56 pm by Kevin LaCroix
The directors’ and officers’ liability environment is always changing, but 2023 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
2 Jan 2024, 11:26 am by The White Law Group
Traders and professionals use options to manage risk by seeking income, speculating, or hedging against potential losses. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
Conversations regarding the annual review may raise sensitive matters, and advisers should ensure that these discussions are protected by attorney-client privilege. [read post]
27 Nov 2023, 7:50 am by Geoff Schweller
According to the CFTC, Galles “falsely claimed to be a managed futures hedge-fund magnate with billions of dollars under management at Tyche Asset Management LLC and its affiliated entities” and “used very little participant funds to place trades, and instead Galles used the money to fund his lavish lifestyle and to promote his fabricated image as a hedge fund tycoon. [read post]
17 Nov 2023, 9:54 pm by Cari Rincker
”[2] During the drafting of the Uniformed Protected Series Act, some drafters said use of the series LLC should be limited to regulated industries, such as the hedge fund and insurance sector, and should only be used by those represented by experienced counsel. [read post]
8 Nov 2023, 10:14 pm by D. Daxton White
Inverse ETFs often are marketed as a way for investors to profit from, or at least hedge their exposure to, downward moving markets. [read post]
6 Nov 2023, 9:01 pm by Michael C. Dorf
” If someone has the talent to go to medical school or make a fortune running a hedge fund, the earn-to-give branch of effective altruism says they should choose the latter career. [read post]
5 Nov 2023, 11:28 am by The Law Blogger
 The United States Attorney alleged that SBF diverted FTX customers' funds to his personal use; they also alleged he diverted the funds from the Bahamas-based FTX to cover huge losses incurred by SBF's other company, Alameda Research, a crypto hedge-fund. [read post]
23 Oct 2023, 11:00 pm by Sherica Celine
Hedge Funds and Private Equity Funds Comparison Chart Check out this comparison of hedge funds and private equity funds. [read post]
19 Oct 2023, 12:28 pm by Silver Law Group
His methodology and the Nanban companies include trading, real estate, hedge funds, and pooled investment funds. [read post]
3 Oct 2023, 9:01 pm by renholding
In July and August 2023, the SEC filed 84 actions and the CFTC filed 16, against a combined total of 176 defendants and respondents. [read post]
28 Sep 2023, 12:22 pm by The White Law Group
Our attorneys have recovered millions of dollars from many brokerage firms in the past. [read post]
27 Sep 2023, 11:54 am by Demetrius J. Robinson
This effort will focus on partnerships associated with hedge funds, real estate investors, publicly traded partnerships, large law firms, and other industries with an average of $10 billion in assets. [read post]
12 Sep 2023, 9:01 pm by renholding
Private funds and their advisers play a significant role for investors and issuers. [read post]
5 Sep 2023, 9:05 pm by renholding
”[22] Now what does all this have to do with what might seem an ordinary case of federal securities law, raising what might seem a less foundational question of whether hedge fund managers have a right to a jury trial in federal court rather than having their securities fraud cases heard by an ALJ? [read post]