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Commissioner Peirce Blasts SEC for Lack of Public Engagement
3 Apr 2024, 9:03 pm by renholding
Let me start by reminding you that my views are my own as a Commissioner and not necessarily those of the Securities and Exchange Commission (“SEC”) or my fellow Commissioners. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Weekly Roundup: March 1-7, 2024
8 Mar 2024, 6:30 am
Securities and Exchange Commission, on Thursday, March 7, 2024 Tags: carbon emissions, Climate Risk Disclosure, disclosure requirements, Mandatory Disclosure, SEC Statement by Commissioner Peirce on Final Rules Regarding Mandatory Climate Risk Disclosures Posted by Hester M. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: March 1-7, 2024
8 Mar 2024, 6:30 am
Securities and Exchange Commission, on Thursday, March 7, 2024 Tags: carbon emissions, Climate Risk Disclosure, disclosure requirements, Mandatory Disclosure, SEC Statement by Commissioner Peirce on Final Rules Regarding Mandatory Climate Risk Disclosures Posted by Hester M. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement by Commissioner Peirce on Final Rules Regarding Mandatory Climate Risk Disclosures
7 Mar 2024, 6:31 am
Posted by Hester M. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Statement by Commissioner Peirce on Final Rules Regarding Mandatory Climate Risk Disclosures
7 Mar 2024, 6:31 am
Posted by Hester M. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Skadden Discusses SEC Focus Amid Lack of Final AI Rules
29 Feb 2024, 9:01 pm by renholding
Last year, the U.S. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Commissioner Dissents from Denial of Petition to Change No-Admit, No-Deny Policy
30 Jan 2024, 9:02 pm by renholding
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1]  This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Two SEC Commissioners Oppose Denial of Coinbase Petition for Crypto Rulemaking
17 Dec 2023, 9:01 pm by renholding
  This statement was issued on December 15, 2023, by Hester M. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Crypto: Bringing Down the Hammer . . . Or Not?
3 Nov 2023, 3:15 am by Liz Dunshee
“Crypto Mom” Hester Peirce published a dissent on the Commission’s enforcement action against LBRY 3. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
SEC Enforcement Chief Speaks on Corporate Compliance
24 Oct 2023, 9:01 pm by renholding
I’d like to start by returning to a theme that I’ve touched on before, and that is how public trust in our institutions is faltering.[1] No sector is immune from this trend. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Commissioner Peirce Declines to Support Rule on Short Sale Disclosure
15 Oct 2023, 9:01 pm by renholding
In 2010, Congress directed the Commission to prescribe rules providing for the public disclosure of aggregate short sale position data on at least a monthly basis.[1] The final rule that we are considering today, however, goes well beyond what Congress requires. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Weekly Roundup: October 6-12, 2023
13 Oct 2023, 6:30 am
Peirce, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: October 6-12, 2023
13 Oct 2023, 6:30 am
Peirce, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Statement by Commissioner Peirce on Final Rules Regarding Beneficial Ownership
11 Oct 2023, 6:30 am
Posted by Hester M. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Statement by Commissioner Peirce on Final Rules Regarding Beneficial Ownership
11 Oct 2023, 6:30 am
Posted by Hester M. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
SEC Commissioner Peirce Declines to Support Final Rules on Beneficial Ownership
10 Oct 2023, 9:01 pm by renholding
Although better than the proposed rule,[1] the final beneficial ownership reporting rule continues to rest on flawed economics. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Commissioner Criticizes Funding for Consolidated Audit Trail
6 Sep 2023, 9:01 pm by renholding
Thank you, Mr. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
The SEC’s Money Market Fund Reforms
22 Aug 2023, 6:30 am
” Commissioners Hester M. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
The SEC’s Money Market Fund Reforms
22 Aug 2023, 6:30 am
” Commissioners Hester M. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Sullivan & Cromwell Discusses SEC Amendments to Rules Governing Money Market Funds
6 Aug 2023, 9:01 pm by renholding
On July 12, 2023, the Securities and Exchange Commission (the “SEC”) voted 3 to 2 (Commissioners Peirce and Uyeda dissenting) to adopt certain amendments to rules and forms under the Investment Company Act of 1940 (the “Investment Company Act”) intended to improve the resilience and transparency of money market funds (“MMFs”). [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/