Search for: "Hester v. Williams" Results 1 - 20 of 25
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21 Jun 2019, 6:42 am
Russo, Mayer Brown LLP, on Wednesday, June 19, 2019 Tags: Broker-dealers, Compliance & ethics, Conflicts of interest, Fiduciary duties, Investor protection, Regulation Best Interest, SEC, SEC rulemaking, Securities regulation Delaware’s New Competition Posted by William J. [read post]
16 Aug 2019, 6:00 am
Securities and Exchange Commission, on Friday, August 9, 2019 Tags: Capital formation, Innovation, Investor protection, IPOs, Public firms, SEC, SEC rulemaking, Securities enforcement, Securities regulation Finalized Volcker Rule Amendments Posted by V. [read post]
24 Dec 2021, 6:26 am
., on Friday, December 17, 2021 Tags: Asset management, Board oversight, Boards of Directors, ESG, Institutional Investors, Risk management, Shareholder activism, Shareholder proposals, Shareholder voting Statement by Commissioner Peirce on Rule 10b5-1 and Insider Trading Posted by Hester M. [read post]
15 Nov 2019, 6:17 am
Freed and Dan Carroll (Center for Political Accountability) and William S. [read post]
4 Mar 2014, 7:31 am by Jessica Smith
Hester, 343 N.C. 266, 271 (1996) (evidence excluded where party failed to give notice), and State v. [read post]
9 Jul 2021, 7:07 am by John Jascob
While Gensler said this will begin to set the PCAOB "on a path to better protect investors," Commissioners Hester Peirce and Elad Roisman called the decision "hasty and truncated. [read post]
5 Dec 2018, 8:54 am by John Elwood
Williams, 17-1641. [read post]
13 Mar 2020, 6:31 am
.), on Friday, March 6, 2020 Tags: Extraterritoriality, Foreign issuers, International governance, Liability standards, Morrison v. [read post]
23 Mar 2018, 6:23 am
Haas, Hunton & Williams LLP, on Wednesday, March 21, 2018 Tags: Boards of Directors, Delaware cases, Delaware law, Disclosure, Materiality, Merger litigation, Mergers & acquisitions Collateral Damage Posted by Gary B. [read post]
19 Jan 2018, 6:30 am
National Australia, Omnicare, Salman, SEC, SEC enforcement, Section 10(b), Securities Act, Statute of limitations, Supreme Court, U.S. federal courts, Whistleblowers Delaware’s Prudent Approach to the Cleansing Effect of Stockholder Approval Posted by William Savitt, Wachtell, Lipton, Rosen & Katz, on Tuesday, January 16, 2018 Tags: Controlling shareholders, Corwin, Delaware cases, Delaware… [read post]