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6 Jun 2023, 7:43 pm
The so-called Beneš Decrees and the European protection of national minorities Pascal Frentiu, Nationsbildende Diskurse im spanischen Baskenland Brad R. [read post]
26 Jun 2017, 4:48 am
Geburtstag Anna Holzscheiter, Im Anfang war das Wort... und es ward Schnee von gestern? [read post]
11 Jan 2011, 10:27 am
The exception was unauthorized trading, which had been discussed in IM-2310-2. [read post]
11 Jan 2011, 10:27 am
The exception was unauthorized trading, which had been discussed in IM-2310-2. [read post]
23 Nov 2014, 1:23 pm
”im [read post]
27 Apr 2015, 6:41 am
Floating NAV funds must also refrain from stating in advertisements or prospectus materials that they will seek to maintain stable NAV by limiting portfolio securities to securities with a remaining maturity of 60 days or less and valuing those securities using amortized cost, the staff explained, as these types of contradictory statements could be confusing or misleading to investors. [read post]
25 Feb 2015, 8:08 am
As an example, the guidance notes that, if a fund’s portfolio manager accepts a gift from a broker-dealer for the purchase or sale of the fund’s portfolio securities, that individual has violated Section 17(e)(1). [read post]
23 Feb 2009, 1:43 pm
Importing legal blogs: NYC-area securities and broker-dealer attorney Mark Astarita seeks others' thoughts on general legal web sites importing the full text of legal blog posts without consent from the author. [read post]
2 Apr 2020, 4:14 pm
IM provided conditional regulatory relief to affiliates of money market funds related to a short-term dislocation in the market for money market securities due to the coronavirus. [read post]
18 Apr 2018, 9:05 am
Das Fax-Zeitalter an Gerichten im Kanton Zürich ist endlich vorbei! [read post]
11 Sep 2007, 4:48 am
The Unified Security Gateway (USG) integrates management, security and compliance for Web communications, consumer-driven greynet applications such as public instant messaging (IM), Skype and P2P, and enterprise-class unified communications platforms such as Microsoft's Office Communications Server and IBM Lotus Sametime. [read post]
2 Nov 2016, 5:00 am
The proportion of non-government securities in taxable funds also continues to fall as prime funds trend to longer-maturity securities, the report states. [read post]
16 Aug 2012, 12:25 pm
As such, Judge Mazzoni affirmed the Discovery Master’s decision to allow the Defendants to secure an additional IME regarding the alleged foot injury. [read post]
26 Jan 2012, 8:33 am
Wunderlich Securities, Inc. [read post]
26 Feb 2010, 8:43 am
Clause and IMS appealed, claiming that the judge made a mistake when vacating the entire award on the basis of the awarded attorney’s fee. [read post]
20 Nov 2018, 11:15 am
This makes voting different from banking and anything else we do on the Internet, and it makes security much harder. [read post]
6 May 2011, 1:22 pm
IMS Health Inc. et al. [read post]
13 Nov 2012, 11:54 am
Prudential-Bache Securities, Inc., 719 F. [read post]
26 Jun 2013, 9:25 pm
Begriffsgeschichtliche Analysen im Spannungsfeld von europäischem Rechtsraum, droit public de l’Europe und Carl Schmitt Iris Canor, Solange horizontal – Der Schutz der EU-Grundrechte zwischen MitgliedstaatenStellungnahmen und BerichteDiskurstheorie und Völkerrecht: Ein Interview mit Jürgen Habermas [read post]
24 Dec 2013, 6:27 am
On November 26, 2013, the Nasdaq Stock Market filed a proposal to amend its listing rules implementing Rule 10C-1 of the Securities Exchange Act of 1934, governing the independence of compensation committee members. [1] Currently, Nasdaq Listing Rule 5605(d)(2)(A) and IM-5605-6 employ a bright line test for independence that prohibits compensation committee members from accepting directly or indirectly any consulting, advisory or other compensatory fees from the company or any… [read post]
