Search for: "IN THE MATTER OF REGISTRANT P.C"
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15 Jul 2010, 9:26 pm
NFA to Discuss Forex Registration in Vegas The NFA announced a workshop to inform forex managers about the various registration and compliance matters that managers will need to be especially aware of during the registration process. [read post]
31 May 2017, 11:36 am
More information will be available in Bergeson & Campbell, P.C. [read post]
29 Aug 2022, 10:02 am
Reach Out to a Davis County Sex Crimes Lawyer Collins Rupp, P.C. treats each client with respect and dignity, no matter what you have been accused of. [read post]
25 May 2012, 7:23 pm
Cohen IP Law Group, P.C. is a premier boutique intellectual property law firm specializing in complex trademark prosecution and litigation matters in addition to other intellectual property transactions and litigation. [read post]
16 Aug 2010, 2:49 pm
Failure to disclose such matters could be an additional ground for disqualification from registration. [read post]
2 Dec 2010, 4:13 am
Bray & Andersen, Tate & Carr, P.C. [read post]
11 Apr 2011, 2:28 pm
As part of the Hedge Fund Networking Summit Webcast Series, Bart Mallon of Mallon P.C. led an hour long presentation on compliance matters for California based hedge fund managers. [read post]
18 Oct 2009, 5:36 pm
We always recommend that registered IA firms discuss any registration and compliance related matters with an experienced investment management attorney with detailed knowledge of the laws of the state where the firm is registered. **** Other related hedge fund law articles: Hedge Funds and Insider Trading Hedge Fund Laws IA Registration Tips How to register as an Investment Advisor New Hedge Fund Regulation Investment Advisor Books and Records Requirement Net Capital… [read post]
18 Jan 2010, 10:00 am
The registration period will likely start next week and will last for 180 days. [read post]
17 Oct 2019, 10:47 pm
Image credit: https://www.beatingbetting.co.uk/ The post Block.one SEC Settlement Matters appeared first on Mackay, Caswell & Callahan, P.C.. [read post]
31 Mar 2021, 10:16 am
Virginia Urology Center, P.C. [read post]
11 Jun 2010, 2:02 am
These pages can be accessed using the “View Registration Information” or “Update/Withdraw Registration Information” menu under the “Personal Profile” section. [read post]
12 Jul 2022, 6:28 am
This is a two-day program designed to help new lawyers grasp practical matters of civil litigation. [read post]
4 Oct 2010, 2:01 am
April – July 2011 (planned) During this time the SEC will be adopting finalized rules (taking into account public comments on the proposed rules) with respect to the following matters: reporting obligations on investment advisers related to the assessment of systemic risk exemption from registration for advisers to venture capital firms “family office” definition transition of mid-sized investment advisers (between $25 and $100 million in assets under management)… [read post]
15 Jul 2022, 3:18 pm
Jon Katz, P.C. law firm’s website https://katzjustice.com The entire website is copyrighted © Jon Katz, P.C. [read post]
22 Mar 2010, 9:02 pm
www.hedgefundlawblog.com Text of the Mallon P.C. comment is provided below. **** [Footnotes ommitted] March 22, 2010 VIA ELECTRONIC MAIL AND COURIER Mr. [read post]
27 Oct 2009, 7:25 pm
(http://www.hedgefundlawblog.com) Private Fund Investment Advisers Registration Act of 2009 (text of act) Below is the final text of the hedge fund registration bill as passed by the House Financial Services Commission. **** 111th CONGRESS 1st Session H. [read post]
21 Apr 2022, 6:27 am
One action was brought against WWC, P.C. for using its Hong Kong affiliate (WWC-Hong Kong) in ten issuer audits. [read post]
2 Aug 2010, 2:08 am
Mallon P.C. 1 Ferry Building, Suite 255 San Francisco CA 94111 Tel: 415-868-5345 Fax: 415-493-0154 [read post]
16 Sep 2009, 11:58 pm
In order to maintain employment authorization through September 9, 2010, an applicant must respond to any USCIS requests in order to resolve all issues so that a new EAD can be provided.The immigration lawyers at Livesay & Myers, P.C. represent clients in Woodbridge, Manassas, Stafford, Alexandria, Arlington, Fredericksburg, Fairfax and all of Northern Virginia, as well as throughout Maryland and the District of Columbia, in Temporary Protected Status (TPS) and other immigration law… [read post]
