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Larry Fink’s 2024 Annual Chairman’s Letter to Investors

27 Mar 2024, 6:32 am

That’s why we started an asset manager — a company that helps people invest in the capital markets — because we believed participating in those markets was going to be crucial for people who wanted to retire comfortably and financially secure. [read post]

Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu

SEC Chair Speaks on Mandatory Disclosure at Conference Honoring John C. Coffee, Jr.

24 Mar 2024, 9:01 pm by renholding

Second, such prices provide valuable signals, helping capital flow to its most productive use, and thus promoting capital formation. [read post]

The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/

Vendor Voices in eDiscovery: Triumphs, Testimonials, and Tall Tales

23 Mar 2024, 5:31 am by Rob Robinson

While having the right tools is imperative, organizations can get further by working with experts to help maximize their investment. [read post]

ComplexDiscovery - https://complexdiscovery.com/

Ontario AG Looks to Circumvent the Rules Committee to Fix the Superior Court

22 Mar 2024, 4:00 am by Guest Blogger

Afflicted with a “culture of complacency[1],” the Ontario Superior Court has long struggled to timely advance cases to trial. [read post]

Slaw - http://www.slaw.ca/

Investment Stewardship 2023 Annual Report

19 Mar 2024, 6:32 am

Posted by John Galloway, Vanguard, Inc., on Tuesday, March 19, 2024 Editor's Note: John Galloway is Global Head of Investment Stewardship at Vanguard, Inc. [read post]

The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/

Investment Stewardship 2023 Annual Report

19 Mar 2024, 6:32 am

Posted by John Galloway, Vanguard, Inc., on Tuesday, March 19, 2024 Editor's Note: John Galloway is Global Head of Investment Stewardship at Vanguard, Inc. [read post]

Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu

SEC Chair Gensler on Final Rules Regarding Mandatory Climate Risk Disclosures

6 Mar 2024, 9:03 pm by renholding

Northway, Inc., 426 U. [read post]

The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/

SEC charges advisory firm HG Vora for disclosure failures before Ryder acquisition HG to pay $950,000

1 Mar 2024, 8:33 am by jeffreynewmanadmin

The Securities and Exchange Commission announced settling charges against New York-based investment adviser HG Vora Capital Management LLC for its failure to make timely ownership disclosures in the lead-up to its May 2022 acquisition bid for trucking fleet company Ryder System Inc. [read post]

Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/

Guest Post: SPACs Poised to Turn a Corner in 2024: Annual Risk Update

26 Feb 2024, 12:30 pm by Kevin LaCroix

A good example of this is the Fisker, Inc. [read post]

The D & O Diary - http://www.dandodiary.com/

Beagle’s Ambitious AI eDiscovery Project Secures $3M Funding

10 Feb 2024, 4:16 am by Rob Robinson

Founded in 2021 by former Snap Inc. machine-learning managers Sergey Demyanov and Maksim Ivanov, Beagle aims to transform the legal industry’s approach to document collection, analysis, and exchange in legal disputes. [read post]

ComplexDiscovery - https://complexdiscovery.com/

Sixteen broker-dealers and investment adviser firms to pay more than $81 million combined to settle SEC charges for recordkeeping failures

9 Feb 2024, 8:59 am by jeffreynewmanadmin

(CIRA) (collectively, Cambridge), agreed to pay a $10 million penalty; Key Investment Services LLC (KIS), together with KeyBanc Capital Markets Inc. [read post]

Whistleblower Blog - https://www.jeffreynewmanlaw.com/blog/

SEC Investigates Broker Garrett Moretz

5 Feb 2024, 2:05 pm by Silver Law Group

(CRD# 110377) and First Heartland Capital, Inc. [read post]

Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/

How Private Credit Funds are Making Debt Look a Lot Like Equity

4 Feb 2024, 9:05 pm by renholding

What is more, they have started providing finance to multinational public companies, such as Wolfspeed Inc., AT&T, and Air France. [read post]

The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/

Skadden Discusses Securities Class Actions in 2024

31 Jan 2024, 9:01 pm by renholding

Goldman Sachs Group Inc. [read post]

The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/

Are Non-Traded REITs a Safe Bet?

25 Jan 2024, 6:06 pm by The White Law Group

Sculptor Capital Management: Sculptor Diversified Real Estate Income Trust Investment Focus: Stabilized, income-generating commercial real estate across various asset types. [read post]

The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/

ISS Discusses Largest Securities-Related Class Action Settlements of 2023

23 Jan 2024, 9:01 pm by renholding

The SEC had charged AllianzGI with abandoning its investment and risk management strategies in the management of the Structural mutual funds. [read post]

The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/

Robert Starnes, Wisconsin Advisor, Charged with Fraud

19 Jan 2024, 7:37 am by The White Law Group

(CRD#:18456), Wauwatosa, WI, B, 06/12/2014 – 12/23/2019, QUEST CAPITAL STRATEGIES, INC. [read post]

The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/

Guest Post: Conflicts Abound When Activist Short-Sellers Publish Reports

16 Jan 2024, 1:19 pm by Kevin LaCroix

Engelmayer in In re: Draftkings Inc. [read post]

The D & O Diary - http://www.dandodiary.com/

FINRA Suspends Registered Individuals For Violations Of FINRA Rules December 2023

5 Jan 2024, 10:01 am by Silver Law Group

Worden Capital Management LLC Michael Fasciglione Aegis Capital Corp. [read post]