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14 Sep 2023, 12:21 pm
SEC Order – BTS Asset Management Inc. [read post]
6 Sep 2023, 9:20 pm
The REITs reportedly involved in this case did not have their own employees but were managed externally by Legacy Hospitality II LLC and Legendary Capital REIT III LLC. [read post]
5 Sep 2023, 1:17 pm
The advisory firms are: Lloyd George Management (HK) Limited; Bluestone Capital Management LLC; The Eideard Group, LLC; Disruptive Technology Advisers LLC; and Apex Financial Advisors Inc. [read post]
1 Sep 2023, 6:30 am
Evidence from a Natural Experiment Posted by Hwanki Brian Kim (Baylor University), Woojin Kim (Seoul National University), and Mathias Kronlund (Tulane University), on Tuesday, August 29, 2023 Tags: Corporate cash, investments, natural experiment, payout policy, tax, tax reform, wages Dealing with Activist Hedge Funds and Other Activist Investors Posted by Martin Lipton, Wachtell Lipton Rosen & Katz, on Tuesday, August 29, 2023 Tags: activist investors, Asset Managers,… [read post]
1 Sep 2023, 6:30 am
Evidence from a Natural Experiment Posted by Hwanki Brian Kim (Baylor University), Woojin Kim (Seoul National University), and Mathias Kronlund (Tulane University), on Tuesday, August 29, 2023 Tags: Corporate cash, investments, natural experiment, payout policy, tax, tax reform, wages Dealing with Activist Hedge Funds and Other Activist Investors Posted by Martin Lipton, Wachtell Lipton Rosen & Katz, on Tuesday, August 29, 2023 Tags: activist investors, Asset Managers,… [read post]
31 Aug 2023, 9:05 pm
Robinson Worldwide, Inc. that included Ancora Advisors and Pacific Point Wealth Management; and SpartanNash Company that included Ancora Advisors and Macellum Advisors. [read post]
23 Aug 2023, 11:03 am
01/04/2017 – 08/09/2023, INVESTMENT NETWORK, INC. [read post]
16 Aug 2023, 9:04 am
Securities America Inc. [read post]
16 Aug 2023, 8:31 am
In one such example, the board of Pacific Oak Strategic Opportunity REIT Inc., a publicly registered non-traded REIT, sent a letter to its shareholders recommending that they reject an unsolicited mini-tender offer from West 4 Capital LP. [read post]
11 Aug 2023, 6:30 am
Sternheim, Fried, Frank, Harris, Shriver & Jacobson LLP, on Sunday, August 6, 2023 Tags: Delaware articles, Delaware cases, Delaware Court of Chancery, Delaware law, disenfranchising, standard of review, stockholders Testimony at the Subcommittee on Capital Markets Hearing: “Reforming the Proxy Process to Safeguard Investor Interests” Posted by Nell Minow, ValueEdge Advisors, on Monday, August 7, 2023 Tags: Capital markets, ESG, Institutional Investors,… [read post]
11 Aug 2023, 6:30 am
Sternheim, Fried, Frank, Harris, Shriver & Jacobson LLP, on Sunday, August 6, 2023 Tags: Delaware articles, Delaware cases, Delaware Court of Chancery, Delaware law, disenfranchising, standard of review, stockholders Testimony at the Subcommittee on Capital Markets Hearing: “Reforming the Proxy Process to Safeguard Investor Interests” Posted by Nell Minow, ValueEdge Advisors, on Monday, August 7, 2023 Tags: Capital markets, ESG, Institutional Investors,… [read post]
10 Aug 2023, 6:26 am
” Technically, “Google, Inc. [read post]
4 Aug 2023, 11:04 am
The Commission charged hedge fund adviser Gregory Lemelson and his investment advisory firm, Lemelson Capital Management, with scheming to drive down the price of a pharmaceutical company's stock. [read post]
30 Jul 2023, 2:41 pm
This article was prepared by Frank Reynolds, who has been following Delaware corporate law and writing about it in various publications for more than 35 years The Delaware Court of Chancery has ruled that the contempt sanction of a $1,000-a-day fine is an appropriate means of forcing Hone Capital LLC to comply with the Court’s previous order to advance funds for an ex-officer’s defense of Hone’s charges that she fraudulently managed an investment … [read post]
28 Jul 2023, 1:02 pm
Woods of Livingston Group Asset Management Company d/b/a Southport Capital, and Horizon Private Equity, III, LLC was allegedly running an extensive ponzi scheme. [read post]
28 Jul 2023, 6:30 am
Copland, Manhattan Institute, on Wednesday, July 26, 2023 Tags: Capital markets, ESG, ESG investing, Financial institutions, Financial regulation, Monetary policy, Social policies 2023 Sustainable Investment Survey Posted by Hilary Wiek and Anikka Villegas, PitchBook, on Wednesday, July 26, 2023 Tags: Asset Managers, ESG risks, Hedge funds, Impact investing, social impact, sustainable investing, Venture capital firms … [read post]
28 Jul 2023, 6:30 am
Copland, Manhattan Institute, on Wednesday, July 26, 2023 Tags: Capital markets, ESG, ESG investing, Financial institutions, Financial regulation, Monetary policy, Social policies 2023 Sustainable Investment Survey Posted by Hilary Wiek and Anikka Villegas, PitchBook, on Wednesday, July 26, 2023 Tags: Asset Managers, ESG risks, Hedge funds, Impact investing, social impact, sustainable investing, Venture capital firms … [read post]
26 Jul 2023, 9:01 pm
The release prescribes granular disclosures, which seem designed to better meet the needs of would-be hackers rather than investors’ need for financially material information.[8] The new rule, for example, requires disclosure of detailed information about issuers’ cyber risk management processes and governance and relevant personnel.[9] Second, the SEC’s potentially non-material risk management and governance disclosures veer into managing… [read post]
25 Jul 2023, 9:01 pm
For example, if adopted as proposed, Proposed AS 2405 will likely require significant investments by audit firms in legal capabilities to analyze and evaluate legal matters, the costs of which are likely to ultimately be borne by public companies. [read post]
25 Jul 2023, 10:43 am
The investment was spearheaded by Gradient Ventures, a fund with a strong focus on AI technology, backed by Google, and also saw participation from Soma Capital. [read post]
