Search for: "INVESTMENT COMPANY INSTITUTE et al v. UNITED STATES COMMODITY FUTURES TRADING COMMISSION"
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15 Jan 2014, 12:11 am
Department of Justice, the Commodity Futures Trading Commission, the European Commission, the Swiss Financial Market Supervisory Authority, the Hong Kong Monetary Authority, the Monetary Authority of Singapore and regulators in Brussels.[13] Significantly, over a dozen currency traders reportedly have been suspended or put on leave while the inquiries take place at Barclays (6), Citigroup (1), JP Morgan (1), Standard Chartered (1), Royal… [read post]
7 Feb 2011, 5:56 pm
Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 Telephone: (202) 418-5430 Facsimile: (202) 418-5536 February 2, 2011 To: All Commodity Pool Operators Attention: Chief Financial Officer Subject: Annual Reporting for Commodity Pools The Division of Clearing and Intermediary Oversight (“DCIO” or “Division”) of the Commodity Futures Trading… [read post]
17 Dec 2018, 8:18 am
” The Commodity Futures Trading Commission (“CFTC”) views cryptocurrencies and derivative contracts based on them as commodities in certain circumstances, and the CFTC has brought enforcement actions as well. [read post]
16 Jun 2022, 9:05 pm
Instead, we write to express our unanimous view the SEC has clear statutory authority to mandate additional climate-related disclosures for publicly traded companies. [read post]
24 Aug 2022, 9:01 pm
The SEC stated that “the Commission will hold investment advisers accountable when they do not accurately describe their incorporation of ESG factors into their investment selection process. [read post]
11 Apr 2017, 3:01 pm
Or is the corporation merely property, a complex commodity? [read post]
25 May 2022, 9:01 pm
The Pandemic Guidance applies to all publicly traded companies. [read post]
10 May 2010, 2:59 am
But their hard work and not inconsiderable investment will be snuffed out if the pending food safety bill is passed by the Senate. [read post]
