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In this video, Imogen Garner discusses key UK developments in the ESG sector. [read post]
19 Jun 2018, 8:02 am by John Palmer
In this video Jonathan Herbst and Imogen Garner discuss how asset managers are approaching Brexit. [read post]
In our first video of the series, Imogen Garner, Beth Duff and Simon Lovegrove discuss the evolving ESG regulatory landscape. [read post]
Imogen Garner, partner in the Financial Services team, Glenn Hall, partner and head of the Government Relations and Public Policy team, and Rosa Mottershead, counsel in the Energy, Infrastructure and Natural Resources team, at Norton Rose Fulbright discuss, amongst other things, the opportunities created by the strategy, the implications for the financial services/banking and finance sectors, and mandatory requirements that businesses must consider. [read post]
To access the hub, which is registration only, please contact either Imogen Garner, Iona Wright or Simon Lovegrove. [read post]
28 Oct 2019, 9:48 am by Imogen Garner (UK)
The first webinar, which sees Imogen Garner re-examine the latest state of play regarding the Alternative Investment Fund Managers Directive (AIFMD) and pre-marketing rules, can be watched here. [read post]
Of particular interest to asset managers, our MiFID II audit tool includes coverage of the following key issues: Inducements and payment for research Transaction reporting Best execution Product governance Taping Trading Direct electronic access Algorithmic trading Information to clients Post-trade transparency If you would like further information on our MiFID II audit tool, please contact Charlotte Henry or Imogen Garner. [read post]
MiFID II presents a significant documentation challenge for asset managers, the key issues include: Scoping the documentation project – creating a new suite of documents, updating existing documents and/or using a side letter approach Engaging with key stakeholders The client experience and customer facing documentation Securing relevant consents from clients Getting appropriate sign-offs and maintaining an audit trail If you would like further information on the MiFID II documentation… [read post]
9 Oct 2017, 8:55 am by Imogen Garner and Albert Weatherill
If you have any queries as to the nature and scope of any of the provisions of the PSRs, or as to how Policy Statement 17/19 might impact your existing PSD II implementation project, please do not hesitate to contact Imogen Garner at Imogen.Garner@nortonrosefulbright.com or Albert Weatherill at Albert.Weatherill@nortonrosefulbright.com. [read post]