Search for: "Imogen Garner and Charlotte Henry"
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1 Jun 2017, 9:26 am
Of particular interest to asset managers, our MiFID II audit tool includes coverage of the following key issues: Inducements and payment for research Transaction reporting Best execution Product governance Taping Trading Direct electronic access Algorithmic trading Information to clients Post-trade transparency If you would like further information on our MiFID II audit tool, please contact Charlotte Henry or Imogen Garner. [read post]