Search for: "In Interest of BCP"
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11 Nov 2023, 4:25 am
This may include tokenisation of fractionalised interests in real world or digital assets, such as artwork or land, in a manner different from a traditional fund but such that the arrangement would amount to a collective investment scheme. [read post]
CJEU considers exclusive distribution agreement between infringers sufficient for joint jurisdiction
19 Sep 2023, 5:55 am
BCP and its managing director challenged the court’s international jurisdiction. [read post]
26 Jul 2023, 9:01 pm
The comment period is for food and feed businesses in England, Wales, and Scotland, local and port health authorities, and other parties with an interest in food and feed safety. [read post]
23 Jul 2023, 1:24 am
Field’s interest in the priesthood is described in section 4.10 of the Lessons Learned Review. [read post]
11 May 2023, 2:04 pm
My interest is as a consumer with a stake in efficient and effective fraud enforcement and as a former FTC employee proud of the anti-fraud work I contributed to. [read post]
21 Nov 2022, 7:43 am
That’s because one of the key steps under Mag-Moss – an informal public hearing – is only necessary if the FTC determines that it is, or if an interested party requests one. [read post]
27 Apr 2022, 7:28 am
[This guest post from Yale Law School student Leah Samuel—the third post in our FTC UMC Rulemaking symposium—is a condensed version of a full-length paper. [read post]
11 Apr 2022, 11:13 am
Historically, the headcounts in BCP and BC have each been larger than the total headcount in the Regional Offices. [read post]
11 Feb 2022, 7:55 am
The article also describes changes to the BCP program recommended by other interested stakeholders and in bills introduced by the legislature in last year’s session. [read post]
11 Feb 2022, 7:55 am
The article also describes changes to the BCP program recommended by other interested stakeholders and in bills introduced by the legislature in last year’s session. [read post]
11 Feb 2022, 7:55 am
The article also describes changes to the BCP program recommended by other interested stakeholders and in bills introduced by the legislature in last year’s session. [read post]
27 Sep 2021, 6:23 am
It supports an “integrated approach” to enforcement and policy tools, and endorses “breaking down silos” between competition (BC) and consumer-protection (BCP) staff. [read post]
16 Mar 2021, 6:20 am
The shareholder claimed that Apollo, Presidio’s CEO, and LionTree all favored—out of their own self-interests—a sale to BCP rather than a more competitive sales process. [read post]
7 Mar 2021, 5:15 pm
These priorities will include a focus on climate-related risks; broker and RIA conflicts of interest; Reg BI; FinTech risks; ESG-related risks; proxy voting policies and practices; BCPs; mutual funds; ETFs; municipal securities and other fixed income securities; variable annuities; private placements; and microcap securities. [read post]
29 Dec 2020, 9:50 am
In Regulatory Notice 20-08, published at the beginning of the COVID-19 pandemic in the United States, FINRA encouraged each member firm to review its BCP to consider pandemic preparedness.FINRA requested comment on firms’ experiences with BCPs in recent months and whether there is a need for change to Rule 4370 to address the evolving issues relating to the pandemic.Business operations. [read post]
15 Jul 2020, 4:25 am
SEC Turns an Eye Toward Business Continuity Plans (“BCPs”). [read post]
15 Jun 2020, 1:28 pm
X) and the Canons (Canon II.3.1) make the BCP mandatory and normative for all forms of worship in the Episcopal Church (USA). [read post]
15 Jun 2020, 1:28 pm
X) and the Canons (Canon II.3.1) make the BCP mandatory and normative for all forms of worship in the Episcopal Church (USA). [read post]
16 Apr 2020, 4:55 am
SEC Division of Trading and Markets Releases FAQ on Regulation Best Interest (Reg BI). [read post]
14 Apr 2020, 1:11 pm
Moreover, CPOs should thoroughly document the activation and application of any relevant business continuity policy in response to COVID-19 as the matter could easily become an item of interest on future NFA exams. [read post]
