Search for: "In Interest of BD"
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17 Sep 2020, 8:25 am
Needless to say, this kind of legislation raises interesting First Amendment questions. [read post]
29 Sep 2020, 5:58 am
A political stance is not ordinarily understood as a “personal interest” for the purpose of conflict analysis, but Professor Feldman’s support for the BDS movement went beyond statements of opinion, additionally including a pledge of personal action incompatible with the duties of a dean. [read post]
12 Oct 2022, 12:41 pm
Because when interest rates go up, bond prices go down. [read post]
5 Nov 2012, 7:00 am
The RIA did, however, disclose the potential conflict of interest in its Form ADV, but omitted any discussion on the compensation. [read post]
9 Sep 2019, 5:00 am
Broker-dealers (“BDs”) should be aware that, on June 5, 2019, the SEC adopted “Regulation Best Interest” (“Reg BI”), which requires BDs and their registered representatives (“RRs”) to “act in the best interest of the retail customer,” when “making a recommendation” regarding “a securities transaction or investment strategy. [read post]
17 Oct 2022, 11:12 am
The longer the maturity of a particular bond or group of bonds, the greater impact changing interest rates will have. [read post]
22 May 2023, 1:30 am
Find yourself a BD buddy and keep each other accountable. [read post]
9 Sep 2019, 5:00 am
Broker-dealers (“BDs”) should be aware that, on June 5, 2019, the SEC adopted “Regulation Best Interest” (“Reg BI”), which requires BDs and their registered representatives (“RRs”) to “act in the best interest of the retail customer,” when “making a recommendation” regarding “a securities transaction or investment strategy. [read post]
31 Jan 2018, 4:00 am
In that explanation, I also noted: Perhaps the more interesting question is whether the amendment actually changes anything in practice. [read post]
8 Jul 2022, 5:01 am
” If Arkansas’s anti-BDS law applied to constitutionally protected expression, it could survive strict scrutiny review only if narrowly tailored to advance a compelling state interest. [read post]
21 Dec 2016, 9:23 am
First among these is the unfortunate effort to squelch the BDS movement through litigation. [read post]
3 Oct 2017, 4:00 am
You see the problem is that BD is about selling tasks and processes. [read post]
3 Oct 2017, 4:00 am
You see the problem is that BD is about selling tasks and processes. [read post]
20 May 2012, 9:00 pm
Bd. of Educ., _____F.3d____ (6th Cir. [read post]
5 Oct 2020, 12:18 am
The virtue of conflict of interest analysis is its ideological neutrality. [read post]
12 Nov 2016, 10:44 am
Bd. of Supervisors Louisiana St. [read post]
16 Oct 2019, 9:35 am
Committee Bd. [read post]
1 Mar 2021, 10:11 am
Does Arkansas’s Anti-BDS Law Violate the First Amendment? [read post]
18 May 2017, 9:32 am
One defining feature of BDS advocates is that the urgency of their opposition to Israel frequently overwhelms their commitment to central tenets of discourse, civility, and even basic democracy. [read post]
18 May 2018, 7:09 am
Here are excerpts: A recent study by BDS Analytics, a cannabis industry market trend... [read post]
