Search for: "In Matter of J. Edgar Clayton*"
Results 1 - 3
of 3
Sorted by Relevance
|
Sort by Date
24 Oct 2018, 4:33 pm
If the perpetrators of the EDGAR hack did trade on material, nonpublic information stolen from EDGAR, it was not a case of unlawful insider trading. [read post]
13 Feb 2024, 9:05 pm
The SEC updates its EDGAR manual routinely, for example, using the same process as for more substantive rules. [read post]
2 Apr 2018, 4:03 pm
The SEC explicitly recognizes the importance of “tone at the top,” as demonstrated by one of its more specific and impactful directives, requiring that so-called executive certifications regarding the design and effectiveness of disclosure controls now encompass cybersecurity matters (such as certifications made pursuant to the Exchange Act Rules 13a-14 and 15d-14 as well as Item 307 of Regulation S-K and Item 15(a) of Exchange Act Form 20-F). [read post]
