Search for: "In Re: Citigroup Auction Rate Securities Litigation"
Results 1 - 11
of 11
Sorted by Relevance
|
Sort by Date
20 Aug 2009, 11:39 am
Among the relief sought is a Schwab buy-back at par value of all the auction rate securities it sold. [read post]
31 Mar 2008, 8:00 pm
UBS will also re-classify auction-rate securities from "cash equivalents" to "fixed-income securities" on customer statements starting in April. [read post]
1 Apr 2009, 2:07 am
And finally, there is the separate category of litigation that has arisen against auction rate securities investors, rather than against the auction rate securities sellers. [read post]
13 Aug 2009, 9:23 pm
§ 1407, Over Objection of Class Action Plaintiffs, and Transfers Actions to Southern District of New York Three class actions – two in New York and one in Pennsylvania – were filed against Citigroup and others alleging that “Citigroup entities and/or its employees made misrepresentations or omissions in the context of the sale of auction rate securities (ARS). [read post]
18 Jul 2010, 2:34 pm
(4) Citigroup only belatedly disclosed its holdings of $11 billion in illiquid auction-rate securities (“ARS”), which “shocked the market. [read post]
5 Aug 2008, 3:36 pm
If charges are brought, Citigroup would become the third big financial firm to face civil-fraud charges by regulators since the auction-rate imbroglio. [read post]
14 Aug 2009, 5:23 am
” In re Citigroup, Inc., Auction Rate Securities (ARS) Marketing Litig. [read post]
23 Jun 2009, 12:00 pm
MDL No. 2043, In re Citigroup, Inc., Auction Rate Securities (ARS) Marketing Litig. [read post]
5 Apr 2009, 1:26 pm
The SEC alleges that the brokers misled customers into believing that the auction rate securities were backed by federally guaranteed student loans when they were actually backed by subprime mortgages, CDOs, and other non-student loan collateral.[15] In addition, beginning in August 2008, the SEC announced settlements in principle pursuant to which a number of banks agreed to repurchase auction rate securities with a principal amount of over $50… [read post]
20 May 2008, 6:43 pm
These companies’ auction rate securities investments were valued at $98 billion as recently as January 1, 2008. [read post]
1 Nov 2008, 3:12 am
(Post Grant Opposition) 'In US, expert witnesses are partisan' article by Adam Liptak (Philip Brooks' Patent Infringement Updates) Seventh Circuit's American Jury Project (Chicago IP Litigation Blog) (Chicago IP Litigation Blog) US General - Decisions Merrill Lunch & Co brokerage arm wins partial injunction against former financial advisor Sharon M Kurgis accused of stealing clients (Law360) US General - Lawsuits and strategic steps American… [read post]
