Search for: "In Re Berkovitz"
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8 Apr 2021, 5:56 am
Although the order was never finalized because ErisX withdrew its self-certification, Berkovitz said it might be helpful to provide his views because ErisX has publicly indicated they might re-file another certification and the proposal received public comment.Berkovitz emphasized that his concerns with the contracts are not because they involve gaming. [read post]
26 Jan 2023, 9:30 am
During the meeting, the Commissioners each took a moment to mark the departures of Renee Jones, the Director of the Division of Corporation Finance, and General Counsel Dan Berkovitz. [read post]
20 Aug 2021, 7:10 am
Peirce concluded that she could not predict where technology will go but that she hopes that the fundamental right of individuals to interact with each other will be upheld.Although some of the above remarks have been pulled from different portions of the panel discussion, in their re-combined form they provide a glimpse into the regulatory philosophies of Peirce and Berkovitz regarding the panel’s primary focus on the SEC’s and CFTC’s jurisdiction over DeFi, the… [read post]
21 Jul 2023, 4:54 am
Maybe they're the bag holders. [read post]
12 Jul 2019, 8:14 am
“The CFTC does not have the superpowers to fashion its own de-regulatory planet,” said Berkovitz. [read post]
27 Jul 2020, 5:58 am
"Commissioner Stump contends re-opening the 2016 comments was appropriate. [read post]
31 Jul 2022, 9:01 pm
Informed by public comment, and in light of current markets, we have updated and re-proposed these amendments. [read post]
25 Mar 2020, 5:20 pm
While a sense of unity and we’re all in this together seemed to prevail at the EEMAC meeting, a rift among commissioners is also apparent. [read post]
30 Jul 2022, 6:30 am
Informed by public comment, and in light of current markets, we have updated and re-proposed these amendments. [read post]
30 Jul 2022, 6:30 am
Informed by public comment, and in light of current markets, we have updated and re-proposed these amendments. [read post]
18 Sep 2007, 1:35 am
.' " Gaubert, 499 U.S. at 325 (citing Berkovitz, 486 U.S. at 537). [read post]
21 Mar 2019, 4:43 am
” He continued, “The CFTC’s proposed rulemaking therefore must be withdrawn, re-thought, and, if appropriate, re-proposed to avoid significant disruption of the SEF marketplace…”. [read post]
22 Jun 2011, 2:00 am
In response to a question by Commissioner Sommers at the Open Meeting, General Counsel Berkovitz stated that the Proposed Order would protect against a private right of action. [read post]
5 Mar 2020, 6:44 am
Some agencies, like the DOJ, say they’re essentially never going to do that, or only under very limited and clear-cut circumstances. [read post]
18 May 2020, 5:00 pm
The proposal, which has been proposed and re-proposed several times since the passage of the Dodd-Frank Act nearly 10 years ago, seeks to conform to the CEA amendments of the Act. [read post]
22 Jul 2021, 6:13 am
"You’re not going to ask me anything on derivatives, I’m guessing, Katie," Gensler said with a smile.Trkla defended the question, pointing out that crypto-asset issues cross over into the derivatives space. [read post]
6 Feb 2017, 9:41 am
In February 2015, the Federal Circuit gave its first deep consideration to these statutes in In re Cuozzo Speed Technologies LLC.[2] The IPR petition against Cuozzo’s patent had applied reference A to claim 10, and references A, B, and C to claim 17 (which depended from claim 10). [read post]
