Search for: "In Re Commodity Exchange Services Co." Results 1 - 20 of 75
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17 Dec 2015, 12:37 pm by William Foley
  These plaintiffs alleged that the exchanges’ provision of such information and services to the HFTs violated various federal statutes and regulations (including the Commodity Exchange Act (“CEA”) and the Securities Exchange Act of 1934), causing artificial prices, price fluctuations, and losses to other market participants. [read post]
26 Feb 2016, 2:39 pm by John Jascob
According to the majority report, prepared by EEMAC members James Allison, JCA Advisory Services LLC, and Craig Pirrong, a finance professor at the University of Houston’s Bauer College of Business, the Commission either should not adopt final position limits rules, or it should heed the report’s practical advice on a variety of matters if it does finalize the proposal.The report said there was scant evidence that the Commission’s position limits rules were needed and they… [read post]
6 Jun 2010, 3:14 pm
In the 1950s, Harlow Meyer & Co was one of several London based brokers specialising in spot and forward foreign exchange transactions between UK banks. [read post]
U.S. regulators (the Commodity Futures Trading Commission “CFTC,” and the Securities and Exchange Commission “SEC”) have generally classified bitcoin and other cryptographic assets as commodities. [read post]
11 Jul 2009, 7:55 am
It may also carry out simple distribution processing and value-added services on the stored goods, as well as international sourcing, distribution, delivery, re-export trade, relay trade, and other international logistics services authorized by the customs. [read post]
3 Apr 2024, 9:01 pm by renholding
Whether you’re here in person or participating virtually from around the country, or even overseas, I thank you for joining us. [read post]
2 Apr 2020, 4:14 pm by John Jascob
COMMODITY FUTURES Business Not as Usual: regulators and top attorneys provide guidance on COVID-19 related issues Long-time futures industry attorney Gary DeWaal recently moderated a webinar titled Business Not as Usual: Practical and Regulatory Responses to COVID-19 for the US Financial Services Industry. [read post]
14 Oct 2010, 6:44 pm
" As a result, productivity in Japan's service sector lagged manufacturing badly. [read post]
29 Jan 2018, 11:28 pm by Kevin LaCroix
Securities and Exchange Commission, and ICO lawyers should be watching their backs. [read post]