Search for: "In Re Disciplinary Action Against Leon"
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27 Jul 2018, 9:26 am
FINRA Broker Disciplinary Action Report April 2018Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
20 Aug 2018, 1:40 pm
FINRA Broker Disciplinary Action Report August 2018Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
17 Nov 2011, 11:51 am
As the report relates, “prosecutors have rarely been subjected to disciplinary action by state bar authorities,” even though “state bar disciplinary procedures stand as one of the few – and perhaps the only – means of holding prosecutors accountable for gross misconduct. [read post]
17 Oct 2014, 8:22 am
What constitutes a fair disciplinary sanction will vary in each case, but sanctions against an employee who is refusing to go to one of the three primary affected countries (currently Guinea, Sierra Leone and Liberia) are at the greatest risk of being found to be unreasonable. 3. [read post]
21 Jun 2016, 10:37 am
In 2012, former CIA Director and Defense Secretary Leon Panetta described the nation’s cybersecurity weaknesses as presenting a “pre-9/11 moment. [read post]
14 May 2011, 3:49 am
Nowadays, an aggrieved arrestee has means unavailable at common law for redress against unlawful police action. [read post]
9 Aug 2010, 10:33 am
" Prior to discovery, Elrac moved to dismiss the complaint against it for failure to state a cause of action pursuant to CPLR Rule 3211(a)(7). [read post]
13 May 2011, 9:44 am
Nowadays, an aggrieved arrestee has means unavailable at common law for redress against unlawful police action. [read post]
8 Oct 2010, 5:14 am
The court issued no formal opinion but followed the recommendation of the Disciplinary Review Board. [read post]
22 Apr 2010, 12:33 am
After all, the new program and the old program share almost identical panelists; aren’t they entitled to re-present a seminar? [read post]
11 Mar 2018, 6:42 am
“The documents filled hundreds of white cardboard boxes, many stacked up waist high against walls and spread out over rows of tables in the cavernous old City Council chamber,” Atlanta Journal-Constitution reporter Leon Stafford wrote. [read post]
17 Apr 2019, 6:11 am
Precedents for the Judiciary Committee Receiving 6(e) Grand Jury Material Our colleagues have written extensively on the Watergate road map, a 55-page document written by Special Prosecutor Leon Jaworski’s staff to guide the House judiciary committee through grand jury evidence implicating Nixon in the Watergate scandal. [read post]
26 Feb 2007, 6:13 am
Five days later she received the DMCA Takedown Complaint courtesy of the NFL and YouTube.If you're an RSS fan don't miss Justia Federal Court Filings which allows you to see new filings by state, court or subject matter. [read post]
