Search for: "In Re Merrill Lynch Securities Litigation" Results 1 - 20 of 123
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6 Jun 2012, 5:00 am by Samuel Hagreen
In re Merrill Lynch Auction Rate Securities Litigation arose out of an action by an investor, Louisiana Pacific Corporation (“plaintiff”) filed suit against underwriters Merrill Lynch & Co. and Merrill Lynch, Pierce, Fenner and Smith Inc. [read post]
30 Jan 2009, 2:58 am
On January 16, 2009, Ohio Attorney General Richard Cordray and investors agreed to approve a $475 million settlement for a class action suit filed against Merrill Lynch (In re Merrill Lynch & Co., Inc. [read post]
15 Oct 2009, 9:19 pm
§ 1407, Over Objections of Class Action Plaintiffs, and Transfers Actions to Southern District of New York Four class actions – one each in Kentucky, Louisiana, Massachusetts and New York – were filed against various defendants including Merrill Lynch arising out of “allegations that Merrill Lynch and/or its employees made misrepresentations or omissions in the context of the sale of auction rate securities (ARS) and manipulated the… [read post]
23 Jan 2009, 3:01 am
Kevin LaCroix at The D&O Diary delivers news that surprises no one, a securities class action based upon Bank of America's untimely disclosure of Merrill Lynch's catastrophic losses: As has been well-publicized, within a matter of weeks of closing its acquisition of Merrill Lynch, Bank of America announced previously undisclosed 4Q08 operating losses at Merrill of $21.5 billion that required BofA to obtain an… [read post]
8 Aug 2022, 4:02 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6599/securities-industry-commentator/Overtime at Merrill Lynch Prompts Uneven-Handed FINRA Regulation (BrokeAndBroker.com Blog)Case Allowed to Move Forward Against RobinhoodIn re: January 2021 Short Squeeze Trading Litigation (Securities Tranche) (Order, SDFL)Vancouver, Washington… [read post]
3 Nov 2008, 11:39 am
In Florida state court, IPM sued Merrill Lynch, but re-filed the action in federal court to comply with a federal case management order. [read post]
23 Mar 2009, 5:07 am
We are discussing the loss causation analysis in In re Williams Securities Litigation. [read post]
27 Mar 2023, 9:01 pm by renholding
We examine developments in federal securities litigation involving special purpose acquisition companies. [read post]
19 Nov 2011, 9:21 pm
The plaintiffs of In re Oppenheimer Rochester Funds Group Securities Litigation are alleging federal securities law violations. [read post]
27 Aug 2009, 7:35 am
(If you're interested in more, AmLawDaily dug a bit deeper into the ethics issues raised by the litigation.) [read post]