Search for: "In Re Merrill Lynch Securities Litigation" Results 101 - 120 of 122
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
23 Nov 2008, 4:54 am
However, Overstock.com still violated Regulation G by failing to fully disclose its change from using a non-compliant EBITDA measure to a compliant renamed "Adjusted EBITDA" measure.In addition, Overstock.com warned investors in its 10-Q report that the company may be subject to future regulatory action from the Securities and Exchange Commission and litigation from shareholders seeking damages:As a result of these errors, we may become subject to litigation and… [read post]
13 Jan 2008, 10:05 am
Let's start with some data points: Morgan Stanley, Goldman Sachs and Merrill Lynch have issued "recession warnings. [read post]
3 Jul 2012, 7:26 am by admin
The Fed eventually pressured the bank to raise more capital in the fall of 2008 and forced it to slash its quarterly dividend to a penny in early 2009 as the bank accepted a second slug of US aid to help complete a separate purchase of Merrill Lynch. [read post]
1 Aug 2012, 5:51 am by Mandelman
  I’d say it’s long since time for them to shut the hell up, we know you’re all liars and we’re done listening to you. [read post]
16 May 2016, 11:35 am by Mark Walsh
Justice Elena Kagan has the first opinion of the day, in Merrill Lynch, Pierce, Fenner &  Smith Inc. v. [read post]
15 Sep 2011, 7:09 pm
When she tells him to "find money for litigation", his job is not to ask "Where? [read post]
22 Dec 2011, 8:41 am by Lovechilde
(and) is trying to move $22 trillion in derivatives out of its Merrill Lynch subsidiary and put them into its FDIC-insured bank" - which would leave you and me on the hook once again for bad bets and shady deals made this bank and its Gang That Couldn't Bank Straight management. [read post]
6 Nov 2009, 12:09 am
Testing the Scope of BofA's Privilege Waiver The American Lawyer A group of plaintiffs lawyers is testing whether Bank of America's waiver of attorney-client privilege in the Merrill Lynch flap might apply to shareholder suits against BofA related to its merger with Merrill. [read post]
6 Sep 2012, 1:53 am by Kevin LaCroix
As discussed here, some of the litigation began to emerge over a year ago, but with the Barclays regulatory settlements, there has been a raft of more recent litigation. [read post]
18 Jul 2009, 7:31 am
Without question, the first six months of 2009 have been a period of sharply increased enforcement activity at the Securities and Exchange Commission. [read post]
27 May 2009, 12:58 am
On Tuesday, Rakoff issued an opinion explaining why he picked a Mississippi pension fund represented by Coughlin rival Bernstein Litowitz as lead plaintiff in a securities class action against Merrill Lynch -- even though Bernstein's client has a similar monitoring deal with 12 law firms. [read post]
31 Aug 2007, 9:10 am
  (The four other firms taking home Plus One Awards were: Hilton Hotels for customer satisfaction, Johnson & Johnson Pharmaceutical Research and Development for competitive advantage, Marriott International for security excellence and Merrill Lynch for improved productivity.) [read post]
8 Jun 2022, 9:01 pm by Gary Gensler
Wholesalers may be saving more than they’re passing along to investors in terms of price improvement.[14] Further, as I previously discussed, the current NBBO has gaps and may not represent a level playing field. [read post]
24 Apr 2009, 10:00 am
You can separately subscribe to the IP Think Tank Global Week in Review at the Subscribe page: [duncanbucknell.com]   Highlights this week included: ECJ gives Copad ruling on exhaustion and luxury goods; interpretation of Article 8(2) leads to new questions: Copad SA v Christian Dior couture SA, Vincent Gladel, as liquidator of Société industrielle lingerie (Class 46) (IPKat) China’s biggest ever patent dispute comes to a multi-million dollar end: Chint v… [read post]
9 May 2008, 10:30 pm
: (Ezine @rticles) Global - Patents Rise of machine translation services: (IPKat), USPTO / EPO / JPO progress on ‘common application format’ for expedited examination: (Peter Zura's 271 Patent Blog), Proponents: ‘Time is now’ for TRIPs biodiversity amendment in Doha round: (Intellectual Property Watch), TRIPs amendment in favour of disclosures for genetic resources/traditional knowledge patents gathers support: (Afro-IP), WIPO… [read post]