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17 Jul 2020, 11:19 am by Shane Peagler
The post Neff Re-elected Secretary and Treasurer of AAJ Inadequate Security Litigation Group appeared first on Neff Injury Law. [read post]
1 Sep 2020, 7:28 am by Silver Law Group
The post Scott Silver Re-Elected Chair Of Securities And Financial Fraud Group Of The American Association For Justice appeared first on Securities Arbitration Lawyers Blog. [read post]
21 Mar 2011, 5:00 am by Misty Dalke
In In re Royal Bank of Scotland PLC Securities Litigation, S.D.N.Y., 09 Civ. 300 (DAB) 1/11/2011, the court dismissed the plaintiffs’ claims on the basis of the Supreme Court's decision in Morrison. [read post]
15 Aug 2011, 4:19 pm by James Hamilton
The proposed Dodd-Frank risk retention regulations are so flawed as currently drafted that they should be withdrawn and re-issued, said securities and banking associations in a letter to the SEC and the federal banking agencies. [read post]
15 Aug 2011, 4:19 pm by James Hamilton
The proposed Dodd-Frank risk retention regulations are so flawed as currently drafted that they should be withdrawn and re-issued, said securities and banking associations in a letter to the SEC and the federal banking agencies. [read post]
On May 13, 2015, the SEC published proposed amendments and re-proposed rules on the application of certain Title VII requirements to cross-border security-based swap activities of non-U.S. persons based on U.S. conduct. [read post]
16 Mar 2014, 1:18 pm by James Hamilton
The ABA Securities Association urged the CFTC not to adopt the U.S. personnel test for non-U.S. swap dealers contemplated by the Commission staff’s cross-border derivatives guidance and to re-consider the U.S. personnel test applicable to foreign Branches under the guidance. [read post]
The post Crypto group Nexo Capital to pay $45M over unauthorized security trading charges appeared first on JURIST - News. [read post]
3 Nov 2023, 10:39 am by The White Law Group
The post FINRA Rule 3280: Private Securities Transactions appeared first on The White Law Group. [read post]
22 Feb 2014, 8:00 pm by Karel Frielink
It is important that despite fluctuations in the group of lenders the security remains valid, without the need to re-establish (or re-register) such security. [read post]
18 Mar 2014, 6:00 am by Elizabeth Gormley
That kind of time frame puts an enormous amount of financial stress upon the individual and the family, mainly because if you are applying for benefits you are saying you’re unable to…Read more →The post Social Security Disability Claims Expedited for Veterans appeared first on LaBovick Law Group. [read post]
4 Aug 2020, 6:53 am by Silver Law Group
The post Securities And Exchange Commission Charges Par Funding, United Fidelis Group And Others In Half-Billion Dollar Fraud Scheme appeared first on Securities Arbitration Lawyers Blog. [read post]
1 Sep 2021, 8:10 am by Silver Law Group
If you’re an investor in Longeveron Inc., you’re encouraged to contact Silver Law Group for additional information and to help us in our investigation. [read post]