Search for: "In re: UBS AG Securities Litigation"
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5 Apr 2009, 1:26 pm
These adverse developments have generated a wave of private securities litigation, as well as regulatory inquiries by federal and state authorities. [read post]
25 Sep 2009, 7:54 am
" The MDL action, captioned In re: Municipal Derivatives Antitrust Litigation, case number 1:08-md-01950, is pending in the U. [read post]
5 Aug 2008, 3:36 pm
Cuomo's office has already filed a lawsuit against UBS AG, accusing the Swiss bank's executives of selling their personal holdings in auction-rate securities in the months leading up to the market's collapse, based on knowledge of problems in the market. [read post]
6 Mar 2017, 4:26 pm
************************** Recent high-profile securities litigation in the United States against foreign companies, including Volkswagen and Toshiba, has renewed focus on a decades-old question: the extent to which U.S. securities laws apply extraterritorially. [read post]
25 Feb 2021, 9:08 am
UBS AG, 799 F. [read post]
9 Mar 2010, 2:12 am
This question was underscored by the March 4, 2010 ruling by a Luxembourg court that individual investors who lost money in Madoff’s scheme lack standing to sue UBS AG and its auditor Ernst & Young for losses in the bank’s LuxAlpha funds. [read post]
11 Feb 2013, 12:45 am
There were also revelations this past week in the civil litigation that Belgian bank Dexia filed in 2012 against JP Morgan and its affiliates. [read post]
25 Jan 2010, 10:18 am
” In keeping with the spirit of that age, US courts of the period sought to resolve commercial disputes involving international litigants in a manner that would facilitate free international trade. [read post]
1 Aug 2012, 5:51 am
Berkery, Chairman, UBS Bank & Vice Chair, Wealth Mgmt., UBS Financial Services Inc. [read post]
26 Sep 2012, 5:39 am
Case In Point - http://bit.ly/HM288p (Tom Fishburne) Technology and Tactics3 Steps for Compliance With the SEC’s Conflict Minerals Rule – http://bit.ly/P5E8g3 (Alexandra Wrange) An Interesting Framework For Information Governance - http://bit.ly/Tvbn2B (Barry Murphy) Big Data’s Human Component – Harvard Business Review - http://bit.ly/PeXS0G (Jim Stikeleather) DOJ Is Prosecuting Customs Fraud Through Sarbanes-Oxley’s… [read post]
1 Apr 2009, 1:39 am
Auction-Rate Securities Class Action Tossed, but Plaintiffs Say Litigation Not Over Yet
The American Lawyer
On Monday, New York federal Judge Lawrence McKenna dismissed a class action accusing UBS of manipulating the market for auction-rate securities. [read post]
9 Jan 2013, 6:36 pm
UBS AG, 342 F.Supp.2d 132 (2004), United States District Court, E.D. [read post]
18 Jul 2009, 7:31 am
Without question, the first six months of 2009 have been a period of sharply increased enforcement activity at the Securities and Exchange Commission. [read post]
2 Nov 2021, 8:49 am
President Alberto Fernández stated: “We’re making good on our word to put the country back on its feet and that the debt wasn’t going to impede us from achieving a process of development for our jobs and production”. [read post]
